Source - RNS
RNS Number : 3482I
Morgan Stanley & Co. Int'l plc
29 August 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

26 AUGUST 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 426,941

 43.8550 GBP

 43.6500 GBP

 USD 0.10 ordinary

 SALES

 388,356

 43.8550 GBP

 43.6850 GBP

 USD 0.10 ordinary

 PURCHASES

 2,046

 57.8599 USD

 57.8599 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 694

 43.7207 GBP

 USD 0.10 ordinary

 CFD

 LONG

 10,030

 43.7388 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,450

 43.7450 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,763

 43.7535 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,661

 43.7582 GBP

 USD 0.10 ordinary

 CFD

 LONG

 14,140

 43.7589 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,233

 43.7629 GBP

 USD 0.10 ordinary

 CFD

 LONG

 25,365

 43.7629 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,573

 43.7702 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,465

 43.7727 GBP

 USD 0.10 ordinary

 CFD

 LONG

 284

 43.7762 GBP

 USD 0.10 ordinary

 CFD

 LONG

 51

 43.7762 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,281

 43.7762 GBP

 USD 0.10 ordinary

 CFD

 LONG

 105,986

 43.7794 GBP

 USD 0.10 ordinary

 CFD

 LONG

 18,416

 43.7850 GBP

 USD 0.10 ordinary

 CFD

 LONG

 24,567

 43.7942 GBP

 USD 0.10 ordinary

 CFD

 LONG

 9,700

 43.8100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,723

 43.8200 GBP

 USD 0.10 ordinary

 CFD

 LONG

 928

 43.8200 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,241

 43.8200 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 205

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,067

 43.7074 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 18,423

 43.7771 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,344

 43.7776 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,183

 43.7808 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 11,411

 43.7808 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 66

 43.7809 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 25,249

 43.7831 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,900

 43.7843 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 137

 43.8050 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 5

 43.8050 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 30

 43.8050 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,001

 43.8130 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,114

 43.8147 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,127

 43.8200 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,717

 816.2751 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 1,077

 816.2751 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 11,082

 818.3334 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 33,550

 818.3334 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 12,095

 815.6493 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 11,082

 815.6493 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 2,429

 816.9713 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 12,717

 816.9713 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

30 AUGUST 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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