Source - RNS
RNS Number : 3481I
Morgan Stanley Capital Services LLC
29 August 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

J Sainsbury Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

J Sainsbury Plc

(d) Date dealing undertaken:

26 AUGUST 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 N/A

 N/A

 N/A

 N/A

 N/A  

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 28 4/7p ordinary

 CFD

 LONG

 15,569

 2.4086 GBP

 28 4/7p ordinary

 CFD

 LONG

 38,858

 2.4086 GBP

 28 4/7p ordinary

 CFD

 LONG

 1,965

 2.4112 GBP

 28 4/7p ordinary

 CFD

 LONG

 4,452

 2.4113 GBP

 28 4/7p ordinary

 CFD

 LONG

 1,784

 2.4113 GBP

 28 4/7p ordinary

 CFD

 LONG

 81,318

 2.4114 GBP

 28 4/7p ordinary

 CFD

 LONG

 185

 2.4119 GBP

 28 4/7p ordinary

 CFD

 LONG

 153

 2.4119 GBP

 28 4/7p ordinary

 CFD

 LONG

 61

 2.4120 GBP

 28 4/7p ordinary

 CFD

 LONG

 124,557

 2.4124 GBP

 28 4/7p ordinary

 CFD

 LONG

 103,152

 2.4126 GBP

 28 4/7p ordinary

 CFD

 LONG

 293,516

 2.4126 GBP

 28 4/7p ordinary

 CFD

 LONG

 512

 2.4127 GBP

 28 4/7p ordinary

 CFD

 LONG

 617

 2.4127 GBP

 28 4/7p ordinary

 CFD

 LONG

 861

 2.4127 GBP

 28 4/7p ordinary

 CFD

 LONG

 1,476

 2.4127 GBP

 28 4/7p ordinary

 CFD

 LONG

 126

 2.4127 GBP

 28 4/7p ordinary

 CFD

 LONG

 27,453

 2.4137 GBP

 28 4/7p ordinary

 CFD

 LONG

 11,001

 2.4137 GBP

 28 4/7p ordinary

 CFD

 LONG

 207,027

 2.4139 GBP

 28 4/7p ordinary

 CFD

 LONG

 1,950

 2.4142 GBP

 28 4/7p ordinary

 CFD

 LONG

 9,122

 2.4143 GBP

 28 4/7p ordinary

 CFD

 LONG

 63,228

 2.4160 GBP

 28 4/7p ordinary

 CFD

 LONG

 25,332

 2.4160 GBP

 28 4/7p ordinary

 CFD

 LONG

 4,070

 2.4162 GBP

 28 4/7p ordinary

 CFD

 LONG

 38,495

 2.4162 GBP

 28 4/7p ordinary

 CFD

 LONG

 15,423

 2.4162 GBP

 28 4/7p ordinary

 CFD

 LONG

 7,415

 2.4169 GBP

 28 4/7p ordinary

 CFD

 LONG

 18,510

 2.4169 GBP

 28 4/7p ordinary

 CFD

 LONG

 171

 2.4173 GBP

 28 4/7p ordinary

 CFD

 LONG

 147

 2.4173 GBP

 28 4/7p ordinary

 CFD

 LONG

 185

 2.4174 GBP

 28 4/7p ordinary

 CFD

 LONG

 2,844

 2.4245 GBP

 28 4/7p ordinary

 CFD

 LONG

 7,095

 2.4245 GBP

 28 4/7p ordinary

 CFD

 SHORT

 82

 2.4062 GBP

 28 4/7p ordinary

 CFD

 SHORT

 17

 2.4064 GBP

 28 4/7p ordinary

 CFD

 SHORT

 149

 2.4064 GBP

 28 4/7p ordinary

 CFD

 SHORT

 31

 2.4080 GBP

 28 4/7p ordinary

 CFD

 SHORT

 360

 2.4080 GBP

 28 4/7p ordinary

 CFD

 SHORT

 339

 2.4080 GBP

 28 4/7p ordinary

 CFD

 SHORT

 65

 2.4080 GBP

 28 4/7p ordinary

 CFD

 SHORT

 818

 2.4080 GBP

 28 4/7p ordinary

 CFD

 SHORT

 50,381

 2.4080 GBP

 28 4/7p ordinary

 CFD

 SHORT

 32

 2.4090 GBP

 28 4/7p ordinary

 CFD

 SHORT

 358

 2.4105 GBP

 28 4/7p ordinary

 CFD

 SHORT

 566

 2.4105 GBP

 28 4/7p ordinary

 CFD

 SHORT

 54,000

 2.4125 GBP

 28 4/7p ordinary

 CFD

 SHORT

 27,197

 2.4125 GBP

 28 4/7p ordinary

 CFD

 SHORT

 30,027

 2.4135 GBP

 28 4/7p ordinary

 CFD

 SHORT

 473

 2.4144 GBP

 28 4/7p ordinary

 CFD

 SHORT

 6,574

 2.4144 GBP

 28 4/7p ordinary

 CFD

 SHORT

 17,427

 2.4144 GBP

 28 4/7p ordinary

 CFD

 SHORT

 12,829

 2.4182 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

30 AUGUST 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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