Source - RNS
RNS Number : 3491I
Morgan Stanley & Co. Int'l plc
29 August 2016
 

AMENDMENT (Section 2b) 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

25 AUGUST 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 268,122

 43.7450 GBP

 43.6700 GBP

 USD 0.10 ordinary

 SALES

 246,999

 43.7650 GBP

 43.6662 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 13,409

 43.6662 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,591

 43.6663 GBP

 USD 0.10 ordinary

 CFD

 LONG

 797

 43.6676 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,000

 43.6692 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,973

 43.6800 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,408

 43.6863 GBP

 USD 0.10 ordinary

 CFD

 LONG

 519

 43.6900 GBP

 USD 0.10 ordinary

 CFD

 LONG

 59,792

 43.6922 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,700

 43.6941 GBP

 USD 0.10 ordinary

 CFD

 LONG

 104

 43.6953 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,397

 43.6971 GBP

 USD 0.10 ordinary

 CFD

 LONG

 19,663

 43.6989 GBP

 USD 0.10 ordinary

 CFD

 LONG

 17,170

 43.6989 GBP

 USD 0.10 ordinary

 CFD

 LONG

 218

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,438

 43.7035 GBP

 USD 0.10 ordinary

 CFD

 LONG

 9,798

 43.7087 GBP

 USD 0.10 ordinary

 CFD

 LONG

 110

 43.7100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 25

 43.7100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 4

 43.7100 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 33,046

 43.6750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 704

 43.6812 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,795

 43.6822 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,898

 43.6857 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 11,368

 43.6940 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 24,368

 43.6943 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 19,053

 43.6949 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,000

 43.6950 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,795

 43.6951 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,716

 43.6951 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,244

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,311

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,346

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,114

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 14

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,152

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20,210

 43.7009 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,170

 43.7024 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 6,847

 43.7024 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,146

 43.7136 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,136

 814.0428 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 2,429

 814.0428 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 19,750

 814.6168 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 12,095

 814.6168 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 1,992

 813.1839 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 12,136

 813.1839 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 15,667

 818.3596 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

30 AUGUST 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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