Source - RNS
RNS Number : 4207I
UBS AG (EPT)
30 August 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

J Sainsbury Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

J Sainsbury Plc

(d) Date dealing undertaken:

26 August 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Home Retail Group Plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

28 4/7p ordinary

Buy

 

745590

2.42622        GBP

2.40533        GBP

28 4/7p ordinary

Sell

 

795254

3.18331        USD

2.40631        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

28 4/7p ordinary

CFD

 

Long

22569

2.41502384        GBP

28 4/7p ordinary

CFD

 

Long

10144

3.18330649        USD

28 4/7p ordinary

CFD

 

Long

63100

2.41127322        GBP

28 4/7p ordinary

CFD

 

Long

1418

2.414
GBP

28 4/7p ordinary

CFD

 

Long

28531

2.412365        GBP

28 4/7p ordinary

CFD

 

Long

6385

2.41543774        GBP

28 4/7p ordinary

CFD

 

Long

47051

2.41543772        GBP

28 4/7p ordinary

CFD

 

Long

3250

2.41314769        GBP

28 4/7p ordinary

CFD

 

Long

12512

2.41081042        GBP

28 4/7p ordinary

CFD

 

Short

77705

2.4136        GBP

28 4/7p ordinary

CFD

 

Short

33300

2.412946        GBP

28 4/7p ordinary

CFD

 

Short

2570

2.412687        GBP

28 4/7p ordinary

CFD

 

Short

15906

2.415
GBP

28 4/7p ordinary

CFD

 

Short

6000

2.421
GBP

28 4/7p ordinary

CFD

 

Short

10362

2.405329        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

30 August 2016

Contact name:

Tahmidul Haque

Telephone number:

+44 (0)20 7568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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