Source - RNS
RNS Number : 4071I
Cape plc
30 August 2016
 

 

For filings with the FCA include the annex


For filings with issuer exclude the annex



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:

Cape plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):

 



3. Full name of person(s) subject to the
notification obligation:

M&G Investment Funds (3)

4. Full name of shareholder(s)
 (if different from 3.):

STATE STREET NOMS LTD A/C GMIQ

5. Date of the transaction and date on
which the threshold is crossed or
reached:

26 August 2016

6. Date on which issuer notified:

30 August 2016

7. Threshold(s) that is/are crossed or
reached:

Below 10%

See item 13



 

8. Notified details:

A: Voting rights attached to shares

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights

Direct

Direct

Indirect

Direct

Indirect

 

ORD GBP0.25

JE00B5SJJD95

 

12,360,757

12,360,757

11,812,333

0

11,812,333

0

9.75%


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date

Exercise/
Conversion Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

 

% of voting rights

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

11,812,333

9.75%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

 

 


Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease
to hold:

N/A

12. Date on which proxy holder will cease to hold
voting rights:

N/A



13. Additional information:

 

With reference to item 3, M&G Investments Funds (3) is an Open Ended Investment Company (OEIC) and is not a Prudential group company and must be separately disclosed.

This OEIC Fund is managed by M&G Investment Management Limited (a wholly owned subsidiary of Prudential plc) and will have been previously attributed to Prudential plc solely on the basis that M&G Investment Management Ltd has direct fund management control over the shares identified in this notification. 

 

Therefore the 9.75% holding being disclosed in this notification is encompassed in the 9.79% holding being disclosed under The Prudential plc group of companies and is NOT in addition to it.

 

14. Contact name:

Owen Smith / James Todd

M&G Investment Management Limited

15. Contact telephone number:

020 7004 4517 / 020 7548 2293

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLLIFETTTIIVIR