Source - RNS
RNS Number : 3990I
Lazard World Trust Fund
30 August 2016
 

 

For filings with the FSA include the annex


For filings with issuer exclude the annex



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:

Lazard World Trust Fund

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

Yes

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:

1607 Capital Partners, LLC

4. Full name of shareholder(s)
 (if different from 3.):

Northern Trust

           5,345,884

Bny Mellon

           3,541,414

State Street

           1,253,565

 

 

5. Date of the transaction and date on
which the threshold is crossed or
reached:

August 22, 2016

6. Date on which issuer notified:

August 25, 2016

7. Threshold(s) that is/are crossed or
reached:

20%



 

8. Notified details:

A: Voting rights attached to shares

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

LU0483266259

10,133,863

10,133,863



10,140,863


20.01%










B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date

Exercise/
Conversion Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

 

% of voting rights

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

Same as A




 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

 

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

 

 

14. Contact name:

Bryan Huntley, CCO

15. Contact telephone number:

804-525-1741



 

 

Note: Annex should only be submitted to the FSA not the issuer

Annex: Notification of major interests in share


A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

1607 Capital Partners, LLC

Contact address

(registered office for legal entities)

 

13 S. 13th St, Suite 400

Richmond, VA 23219

Phone number & email

 

804-525-1741

[email protected]

Other useful information

(at least legal representative for legal persons)

 




B: Identity of the notifier, if applicable

Full name

 

Bryan Huntley

Contact address

 

Same as above

Phone number & email

 

Same as above

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

Chief Compliance Officer


C: Additional information


For notes on how to complete form TR-1 please see the FSA website.

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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