Source - RNS
RNS Number : 4420I
Morgan Stanley & Co. Int'l plc
30 August 2016
 

AMENDMENT (Section 2b)

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

23 AUGUST 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 1,457,549

 43.9093 GBP

 43.6900 GBP

 USD 0.10 ordinary

 SALES

 1,317,533

 43.8900 GBP

 43.6900 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 10,000

 43.7153 GBP

 USD 0.10 ordinary

 CFD

 LONG

 69,600

 43.7243 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,638

 43.7288 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,352

 43.7323 GBP

 USD 0.10 ordinary

 CFD

 LONG

 4,064

 43.7386 GBP

 USD 0.10 ordinary

 CFD

 LONG

 5,436

 43.7466 GBP

 USD 0.10 ordinary

 CFD

 LONG

 9,556

 43.7490 GBP

 USD 0.10 ordinary

 CFD

 LONG

 32,000

 43.7517 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,100

 43.7600 GBP

 USD 0.10 ordinary

 CFD

 LONG

 25,736

 43.7775 GBP

 USD 0.10 ordinary

 CFD

 LONG

 17,232

 43.7775 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,357

 43.7775 GBP

 USD 0.10 ordinary

 CFD

 LONG

 7,626

 43.7775 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,142

 43.7775 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,477

 43.7775 GBP

 USD 0.10 ordinary

 CFD

 LONG

 4,005

 43.7776 GBP

 USD 0.10 ordinary

 CFD

 LONG

 416

 43.7869 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,875

 43.7869 GBP

 USD 0.10 ordinary

 CFD

 LONG

 74

 43.7869 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,111

 43.7869 GBP

 USD 0.10 ordinary

 CFD

 LONG

 148,076

 43.7891 GBP

 USD 0.10 ordinary

 CFD

 LONG

 323

 43.7900 GBP

 USD 0.10 ordinary

 CFD

 LONG

 5,111

 43.7927 GBP

 USD 0.10 ordinary

 CFD

 LONG

 38,833

 43.7956 GBP

 USD 0.10 ordinary

 CFD

 LONG

 19,452

 43.7956 GBP

 USD 0.10 ordinary

 CFD

 LONG

 44

 43.8000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 250

 43.8044 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,805

 43.8096 GBP

 USD 0.10 ordinary

 CFD

 LONG

 430

 43.8100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 228

 43.8100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 123

 43.8100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,816

 43.8100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 476

 43.8100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 7,946

 43.8114 GBP

 USD 0.10 ordinary

 CFD

 LONG

 36,832

 43.8125 GBP

 USD 0.10 ordinary

 CFD

 LONG

 18,416

 43.8300 GBP

 USD 0.10 ordinary

 CFD

 LONG

 60,000

 43.8560 GBP

 USD 0.10 ordinary

 CFD

 LONG

 383

 43.8589 GBP

 USD 0.10 ordinary

 CFD

 LONG

 13,918

 43.8672 GBP

 USD 0.10 ordinary

 CFD

 LONG

 22,915

 43.8672 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,454

 43.8764 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,000

 43.7242 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,000

 43.7513 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 5,971

 43.7688 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,418

 43.7734 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20,000

 43.7917 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,405

 43.7938 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20,000

 43.7939 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 24,021

 43.7957 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,438

 43.7963 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 464

 43.7963 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,009

 43.8009 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 25,000

 43.8022 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 476

 43.8050 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,319

 43.8100 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10

 43.8100 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 11,326

 43.8132 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,206

 43.8186 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 5,000

 43.8220 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 140,000

 43.8231 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,700

 43.8237 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,905

 43.8239 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,938

 43.8241 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 11,118

 43.8241 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 75

 43.8386 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 200,000

 43.8438 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,576

 43.9092 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,398

 43.9092 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,259

 43.9092 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 14,610

 43.9092 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 28,753

 43.9092 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 59,170

 43.9092 GBP

 USD 0.10 ordinary

 CFD

 LONG

 21,716

 778.8343 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 3,422

 778.8343 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 15,794

 778.8996 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 21,047

 778.0071 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 15,794

 778.7842 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

30 AUGUST 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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