Source - RNS
RNS Number : 4436I
Morgan Stanley & Co. Int'l plc
30 August 2016
 

AMENDMENT (Section 2b)

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

24 AUGUST 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 651,848

 43.8900 GBP

 43.6780 GBP

 USD 0.10 ordinary

 SALES

 528,280

 43.8550 GBP

 43.6937 GBP

 USD 0.10 ordinary

 PURCHASES

 1,562

 815.0000 ZAR

 813.8500 ZAR

 USD 0.10 ordinary

 SALES

 287,562

 822.5485 ZAR

 814.2898 ZAR

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 58

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 204

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 105

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,655

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 109

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 22,780

 43.7063 GBP

 USD 0.10 ordinary

 CFD

 LONG

 14,750

 43.7276 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,636

 43.7276 GBP

 USD 0.10 ordinary

 CFD

 LONG

 5,364

 43.7276 GBP

 USD 0.10 ordinary

 CFD

 LONG

 7,250

 43.7276 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,558

 43.7411 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,904

 43.7434 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,000

 43.7450 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,500

 43.7476 GBP

 USD 0.10 ordinary

 CFD

 LONG

 32

 43.7485 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,465

 43.7524 GBP

 USD 0.10 ordinary

 CFD

 LONG

 36,833

 43.7585 GBP

 USD 0.10 ordinary

 CFD

 LONG

 158,176

 43.7592 GBP

 USD 0.10 ordinary

 CFD

 LONG

 270

 43.7650 GBP

 USD 0.10 ordinary

 CFD

 LONG

 10,883

 43.7655 GBP

 USD 0.10 ordinary

 CFD

 LONG

 98

 43.7686 GBP

 USD 0.10 ordinary

 CFD

 LONG

 443

 43.7686 GBP

 USD 0.10 ordinary

 CFD

 LONG

 18

 43.7686 GBP

 USD 0.10 ordinary

 CFD

 LONG

 464

 43.7712 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,264

 43.7999 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,763

 43.8049 GBP

 USD 0.10 ordinary

 CFD

 LONG

 218

 43.8100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,282

 43.8119 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,282

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 245

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 91

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 872

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 28

 43.7000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,813

 43.7302 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,051

 43.7419 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,000

 43.7500 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,652

 43.7547 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,398

 43.7557 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,569

 43.7570 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 16,569

 43.7605 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,407

 43.7637 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 33,891

 43.7714 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 76

 43.7812 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,471

 43.7938 GBP

 USD 0.10 ordinary

 CFD

 LONG

 29,388

 814.6597 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 1,992

 814.6597 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 23,734

 815.8562 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 2,511

 820.0000 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 2,511

 813.9665 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 29,388

 814.1567 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 3,422

 814.6308 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 27,817

 814.6308 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

30 AUGUST 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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