Source - RNS
RNS Number : 5425I
Morgan Stanley Capital Services LLC
31 August 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

J Sainsbury Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

J Sainsbury Plc

(d) Date dealing undertaken:

30 AUGUST 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 N/A

 N/A

 N/A

 N/A

 N/A  

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

28 4/7p ordinary

 CFD

 LONG

 14,873

 2.4080 GBP

28 4/7p ordinary

 CFD

 LONG

 3,243

 2.4176 GBP

28 4/7p ordinary

 CFD

 LONG

 8,095

 2.4176 GBP

28 4/7p ordinary

 CFD

 LONG

 147,961

 2.4194 GBP

28 4/7p ordinary

 CFD

 LONG

 59,283

 2.4194 GBP

28 4/7p ordinary

 CFD

 LONG

 43,216

 2.4202 GBP

28 4/7p ordinary

 CFD

 LONG

 107,854

 2.4202 GBP

28 4/7p ordinary

 CFD

 LONG

 13,446

 2.4203 GBP

28 4/7p ordinary

 CFD

 LONG

 102,843

 2.4210 GBP

28 4/7p ordinary

 CFD

 LONG

 9,973

 2.4225 GBP

28 4/7p ordinary

 CFD

 LONG

 3,995

 2.4225 GBP

28 4/7p ordinary

 CFD

 LONG

 116,162

 2.4231 GBP

28 4/7p ordinary

 CFD

 LONG

 75,915

 2.4231 GBP

28 4/7p ordinary

 CFD

 LONG

 71,495

 2.4237 GBP

28 4/7p ordinary

 CFD

 LONG

 47,579

 2.4237 GBP

28 4/7p ordinary

 CFD

 LONG

 93,037

 2.4238 GBP

28 4/7p ordinary

 CFD

 LONG

 37,274

 2.4238 GBP

28 4/7p ordinary

 CFD

 LONG

 33,359

 2.4239 GBP

28 4/7p ordinary

 CFD

 LONG

 83,256

 2.4239 GBP

28 4/7p ordinary

 CFD

 LONG

 12,889

 2.4245 GBP

28 4/7p ordinary

 CFD

 LONG

 5,165

 2.4245 GBP

28 4/7p ordinary

 CFD

 LONG

 1,837

 2.4256 GBP

28 4/7p ordinary

 CFD

 LONG

 2,434

 2.4256 GBP

28 4/7p ordinary

 CFD

 LONG

 5,929

 2.4259 GBP

28 4/7p ordinary

 CFD

 LONG

 22,703

 2.4261 GBP

28 4/7p ordinary

 CFD

 LONG

 46,849

 2.4261 GBP

28 4/7p ordinary

 CFD

 LONG

 26,587

 2.4280 GBP

28 4/7p ordinary

 CFD

 LONG

 604

 2.4295 GBP

28 4/7p ordinary

 CFD

 LONG

 208

 2.4295 GBP

28 4/7p ordinary

 CFD

 LONG

 451

 2.4295 GBP

28 4/7p ordinary

 CFD

 LONG

 3,130

 2.4300 GBP

28 4/7p ordinary

 CFD

 LONG

 167,793

 2.4319 GBP

28 4/7p ordinary

 CFD

 LONG

 67,226

 2.4319 GBP

28 4/7p ordinary

 CFD

 LONG

 10,220

 2.4323 GBP

28 4/7p ordinary

 CFD

 LONG

 22,534

 2.4326 GBP

28 4/7p ordinary

 CFD

 LONG

 10,668

 2.4332 GBP

28 4/7p ordinary

 CFD

 LONG

 57

 2.4345 GBP

28 4/7p ordinary

 CFD

 LONG

 749

 2.4345 GBP

28 4/7p ordinary

 CFD

 LONG

 1,397

 2.4357 GBP

28 4/7p ordinary

 CFD

 LONG

 3,482

 2.4357 GBP

28 4/7p ordinary

 CFD

 LONG

 18,925

 2.4364 GBP

28 4/7p ordinary

 CFD

 LONG

 13,030

 2.4365 GBP

28 4/7p ordinary

 CFD

 LONG

 3,693

 2.4366 GBP

28 4/7p ordinary

 CFD

 LONG

 1,337

 2.4366 GBP

28 4/7p ordinary

 CFD

 LONG

 102

 2.4370 GBP

28 4/7p ordinary

 CFD

 LONG

 252

 2.4370 GBP

28 4/7p ordinary

 CFD

 LONG

 103

 2.4370 GBP

28 4/7p ordinary

 CFD

 LONG

 26

 2.4370 GBP

28 4/7p ordinary

 CFD

 LONG

 151

 2.4370 GBP

28 4/7p ordinary

 CFD

 LONG

 196

 2.4375 GBP

28 4/7p ordinary

 CFD

 LONG

 272

 2.4375 GBP

28 4/7p ordinary

 CFD

 LONG

 45

 2.4375 GBP

28 4/7p ordinary

 CFD

 LONG

 467

 2.4375 GBP

28 4/7p ordinary

 CFD

 LONG

 184

 2.4375 GBP

28 4/7p ordinary

 CFD

 SHORT

 67,067

 2.4133 GBP

28 4/7p ordinary

 CFD

 SHORT

 278

 2.4240 GBP

28 4/7p ordinary

 CFD

 SHORT

 43

 2.4240 GBP

28 4/7p ordinary

 CFD

 SHORT

 107

 2.4240 GBP

28 4/7p ordinary

 CFD

 SHORT

 138

 2.4240 GBP

28 4/7p ordinary

 CFD

 SHORT

 18,534

 2.4244 GBP

28 4/7p ordinary

 CFD

 SHORT

 328

 2.4250 GBP

28 4/7p ordinary

 CFD

 SHORT

 349

 2.4250 GBP

28 4/7p ordinary

 CFD

 SHORT

 313

 2.4250 GBP

28 4/7p ordinary

 CFD

 SHORT

 4,006

 2.4269 GBP

28 4/7p ordinary

 CFD

 SHORT

 65,254

 2.4291 GBP

28 4/7p ordinary

 CFD

 SHORT

 4,738

 2.4308 GBP

28 4/7p ordinary

 CFD

 SHORT

 341

 2.4308 GBP

28 4/7p ordinary

 CFD

 SHORT

 1,950

 2.4365 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

31 AUGUST 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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