Source - RNS
RNS Number : 5428I
Morgan Stanley & Co. Int'l plc
31 August 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

30 AUGUST 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 418,304

 44.1300 GBP

 43.8300 GBP

 USD 0.10 ordinary

 SALES

 326,714

 44.2100 GBP

 43.8300 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 4,523

 43.8825 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,582

 43.8909 GBP

 USD 0.10 ordinary

 CFD

 LONG

 35,000

 43.9160 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,889

 43.9250 GBP

 USD 0.10 ordinary

 CFD

 LONG

 36,833

 43.9350 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,788

 43.9377 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,022

 43.9500 GBP

 USD 0.10 ordinary

 CFD

 LONG

 9,472

 43.9550 GBP

 USD 0.10 ordinary

 CFD

 LONG

 27,361

 43.9550 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,247

 43.9569 GBP

 USD 0.10 ordinary

 CFD

 LONG

 68

 43.9590 GBP

 USD 0.10 ordinary

 CFD

 LONG

 75,736

 43.9636 GBP

 USD 0.10 ordinary

 CFD

 LONG

 509

 44.0145 GBP

 USD 0.10 ordinary

 CFD

 LONG

 994

 44.0565 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 11,895

 43.9129 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,844

 43.9335 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 878

 43.9335 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 9,397

 43.9335 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 18,642

 43.9335 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,419

 43.9335 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,132

 43.9335 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 88

 43.9355 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 176

 43.9400 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 248

 43.9426 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,200

 43.9443 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 33

 43.9450 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 16,079

 43.9486 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,130

 43.9488 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 203

 43.9503 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,710

 43.9507 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 9,159

 43.9507 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 948

 43.9518 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 11,284

 43.9537 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 368

 43.9600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,157

 43.9678 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 5,605

 43.9691 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 34

 43.9747 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,778

 43.9796 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 564

 43.9796 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,970

 43.9796 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,071

 43.9796 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 323

 43.9796 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 463

 43.9796 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 113

 43.9800 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 506

 43.9800 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20

 43.9800 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 517

 44.0000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 16,454

 44.0000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 75,000

 44.0239 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,540

 44.0300 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 829

 44.0300 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,397

 44.0300 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 594

 44.0300 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,895

 44.0300 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 43,736

 44.0324 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,525

 44.0610 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 547

 44.0610 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,244

 44.0610 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 6,308

 44.0610 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 967

 44.0610 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 750

 44.0610 GBP

 USD 0.10 ordinary

 CFD

 LONG

 14,452

 829.7751 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 7,996

 831.0063 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 19,991

 830.2687 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 7,996

 830.4305 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 1,006

 830.4305 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

31 AUGUST 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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