Source - RNS
RNS Number : 6089I
Deutsche Bank AG
31 August 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

AMENDMENT

 

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Deutsche Boerse AG

(c) Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d) Date dealing undertaken:

10/08/2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

 

Yes

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

EUR

Lowest price per unit paid/received

EUR

Ordinary

Purchase

83,436

75.78

74.92

Ordinary

Sale

34,024

75.79

74.995

 

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

EUR

Lowest price per unit paid/received

EUR

Tendered Ords

Purchase

18,428

75.65

75.570218

Tendered Ords

Sale

13,267

75.65

75.51157

 

 



(b)        Cash-settled derivative transactions

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

LONG

67

75.53923

Ordinary

CFD

LONG

200

75.385

Ordinary

CFD

LONG

767

75.44563

Ordinary

CFD

LONG

826

75.56605

Ordinary

CFD

LONG

945

75.49726

Ordinary

CFD

LONG

2,317

75.56605

Ordinary

CFD

LONG

2,816

75.56605

Ordinary

CFD

LONG

5,166

75.49828

Ordinary

CFD

SHORT

13

75.40226

Ordinary

CFD

SHORT

94

75.56227

Ordinary

CFD

SHORT

172

75.57599

Ordinary

CFD

SHORT

818

75.35226

Ordinary

CFD

SHORT

831

75.353042

Ordinary

CFD

SHORT

1,696

75.52742

Ordinary

CFD

SHORT

5,412

75.55507

Ordinary

CFD

SHORT

8,419

75.55823

Ordinary

CFD

SHORT

11,852

75.35664

Ordinary

CFD

SHORT

29,149

75.55145

 

 

           

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Tendered Ords

CFD

LONG

363

75.29086

Tendered Ords

CFD

LONG

473

75.57188

Tendered Ords

CFD

LONG

814

75.57188

Tendered Ords

CFD

SHORT

137

75.61738

Tendered Ords

CFD

SHORT

363

75.30151

Tendered Ords

CFD

SHORT

473

75.61738

Tendered Ords

CFD

SHORT

690

75.55531

Tendered Ords

CFD

SHORT

2,919

75.60439

Tendered Ords

CFD

SHORT

4,171

75.58857

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

 

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

Disclosure Date

31/08/2016

Contact name:

Osamede Aigbe

Telephone number:

00 44 207 545 8515

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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