Source - RNS
RNS Number : 6105I
Deutsche Bank AG
31 August 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

AMENDMENT

 

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Deutsche Boerse AG

(c) Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d) Date dealing undertaken:

11/08/2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

 

Yes

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

EUR

Lowest price per unit paid/received

EUR

Ordinary

Purchase

49,514

75.79

75.31

Ordinary

Sale

35,542

75.8

75.26

 

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

EUR

Lowest price per unit paid/received

EUR

Tendered Ords

Purchase

22,656

76.0

75.44

Tendered Ords

Sale

18,605

76.0

75.4975

 

 



(b)        Cash-settled derivative transactions

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

LONG

359

75.45749

Ordinary

CFD

LONG

772

75.64339

Ordinary

CFD

LONG

799

75.4395

Ordinary

CFD

LONG

940

75.45374

Ordinary

CFD

LONG

1,175

75.42054

Ordinary

CFD

LONG

2,163

75.64339

Ordinary

CFD

LONG

2,190

75.64339

Ordinary

CFD

LONG

3,138

75.60102

Ordinary

CFD

SHORT

13

75.57227

Ordinary

CFD

SHORT

26

75.78227

Ordinary

CFD

SHORT

47

75.78227

Ordinary

CFD

SHORT

55

75.70682

Ordinary

CFD

SHORT

235

75.71593

Ordinary

CFD

SHORT

774

75.56512

Ordinary

CFD

SHORT

3,406

75.61888

Ordinary

CFD

SHORT

4,459

75.61992

Ordinary

CFD

SHORT

15,899

75.58546

 

 

           

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Tendered Ords

CFD

LONG

39

75.60131

Tendered Ords

CFD

LONG

650

75.91277

Tendered Ords

CFD

SHORT

43

75.65151

Tendered Ords

CFD

SHORT

814

75.68799

Tendered Ords

CFD

SHORT

830

75.64592

Tendered Ords

CFD

SHORT

831

75.73353

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

 

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

Disclosure Date

31/08/2016

Contact name:

Osamede Aigbe

Telephone number:

00 44 207 545 8515

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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