Source - RNS
RNS Number : 6158I
Edinburgh Dragon Trust plc
31 August 2016
 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Edinburgh Dragon Trust PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights


An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):             

Horizontal Aggregation Disclosure

X

3. Full name of person(s) subject to the
notification obligation:
iii

Brewin Dolphin Limited

4. Full name of shareholder(s)
 (if different from 3.):iv


5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

26 August 2016

6. Date on which issuer notified:

31 August 2016

7. Threshold(s) that is/are crossed or
reached:
vi, vii

9% - GB00B5KVCW36 see section 13



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

ORD GBP0.20

 

Below Threshold

 

 

 

Below Threshold

 

 

Below Threshold

 

 

 

Below Threshold

 

 

 

N/A

 

 

 

 

N/A

 

 

 

N/A

 

 

 

 

N/A

 

 

 

3,931,000

 

 

 

 

1,716,635

 

 

 

N/A

 

 

 

 

N/A

 

 

 

1.8801%

 

 

 

 

0.8210%

 

GB0002945029

 

 

3.5% CNV LOAN STK 31/01/18 GBP1

GB00B5KVCW36


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

5,647,635

2.7011%

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

Ord GBP0.01

Indirect - Brewin Nominees (Channel Islands) Limited -

65,295

0.0312

%





Indirect - Brewin Nominees Limited - Individual Designations

3,500

0.0017

%





Indirect - Brewin Nominees Limited  A/c NOM

1,627,424

0.7783

%





Indirect - Brewin Nominees Limited A/c ISA

697,688

0.3337

%





Indirect - Brewin Nominees Limited  A/c GROSS

858,633

0.4107

%





Indirect - Brewin Nominees Limited A/c CHARITY

245,425

0.1174

%





Indirect - Brewin Nominees Limited A/c OFFBOND

433,035

0.2071

%





GRAND TOTAL

3,931,000

1.8801

%

 

3.5% CNV LOAN STK 31/01/18 GBP1

Indirect - Brewin Nominees (Channel Islands) Limited -

6,184

0.0029

%





Indirect - Brewin Nominees Limited  A/c NOM

775,480

0.3709

%





Indirect - Brewin Nominees Limited A/c ISA

433,919

0.2075

%





Indirect - Brewin Nominees Limited  A/c GROSS

487,321

0.2331

%





Indirect - Brewin Nominees Limited A/c CHARITY

13,731

0.0066

%





GRAND TOTAL

1,716,635

0.8210

%


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

Figures based on the total amalgamated potential Voting rights in issue of 209,080,593.

190,540,202 Ord Shares & 18,540,391 CULS shares.

(Total Voting rights of CULS shares calculated by multiplying number of CULS in Issue (59,778,788) by Conversion price of 0.31015)

Disclosure trigger due to individual horizontal aggregation on GB00B5KVCW36 (CULS SHS). Percentage has increased from Below 5% threshold to 9.2589% on a discretionary basis (1,716,635 Voting Rights/issued share capital 18,540,391*100=9.2589%)

The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements.

14. Contact name:

Mark Taylor

15. Contact telephone number:

0191 279 7332

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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