Source - RNS
RNS Number : 7110I
JPMorgan Securities Plc
01 September 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Deutsche Boerse AG

(c) Name of the party to the offer with which exempt principal trader is connected:

London Stock Exchange Group Plc

 

(d) Date dealing undertaken:

31 August 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes

London Stock Exchange Group Plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(EUR)

Lowest price per unit paid/received

(EUR)

Ordinary Shares

 

 

 

Tendered Ordinary Shares

Purchases

 

Sales

 

 

Purchases

 

Sales

19,249

 

31,734

 

 

101,019

 

20,586

73.2801

 

73.3015

 

 

76.6000

 

76.6000

71.6300

 

71.6279

 

 

75.7600

 

75.8559

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(EUR)

Ordinary Shares

 

 

 

 

 

 

 

 

 

 

 

 

 

Tendered Ordinary Shares

Equity Swaps

 

 

 

 

 

 

 

 

 

 

 

 

 

Equity Swaps

 

Long

 

 

 

 

Short

 

 

 

 

 

 

 

 

 

Long

 

Short

2

392

2,250

140

 

136

150

48

49

300

934

2,205

2,960

1,103

 

1,972

 

4,584

71.6246

71.6279

71.8287

72.4500

 

72.5079

72.8469

72.8522

72.8655

72.8697

72.9093

72.9557

72.9780

73.0324

 

76.2035

 

76.3626

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

 (EUR)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (EUR)









 

 (ii)       Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(EUR)

Ordinary Shares





 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

(EUR)


 

 



 

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

01 September 2016

Contact name:

Tung Le

Telephone number:

020 7742 7272

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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