Source - RNS
RNS Number : 7606I
Deutsche Bank AG
01 September 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

AMENDMENT

 

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Deutsche Boerse AG

(c) Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d) Date dealing undertaken:

19/08/2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

 

Yes

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

EUR

Lowest price per unit paid/received

EUR

Ordinary

Purchase

22,514

76.48

75.19

Ordinary

Sale

43,033

76.47

75.16

 

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

EUR

Lowest price per unit paid/received

EUR

Tendered Ords

Purchase

78,414

80.31

77.78

Tendered Ords

Sale

34,776

80.38

77.73

 

 



(b)        Cash-settled derivative transactions

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

LONG

46

75.89772

Ordinary

CFD

LONG

46

76.01772

Ordinary

CFD

LONG

46

75.91772

Ordinary

CFD

LONG

47

75.76773

Ordinary

CFD

LONG

47

76.09772

Ordinary

CFD

LONG

50

76.18223

Ordinary

CFD

LONG

142

76.18225

Ordinary

CFD

LONG

157

75.87825

Ordinary

CFD

LONG

172

75.9622

Ordinary

CFD

LONG

220

76.39

Ordinary

CFD

LONG

312

76.02419

Ordinary

CFD

LONG

430

75.97302

Ordinary

CFD

LONG

449

75.87825

Ordinary

CFD

LONG

869

75.87825

Ordinary

CFD

LONG

1,334

76.17772

Ordinary

CFD

LONG

1,524

76.0618

Ordinary

CFD

LONG

2,575

75.95201

Ordinary

CFD

LONG

2,762

75.92669

Ordinary

CFD

LONG

9,558

75.9719

Ordinary

CFD

SHORT

1

76.19

Ordinary

CFD

SHORT

46

75.71227

Ordinary

CFD

SHORT

220

76.30425

 

           

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Tendered Ords

CFD

LONG

92

79.99565

Tendered Ords

CFD

LONG

119

79.72094

Tendered Ords

CFD

LONG

301

78.99606

Tendered Ords

CFD

LONG

762

79.99565

Tendered Ords

CFD

LONG

773

80.07224

Tendered Ords

CFD

LONG

1,004

79.56101

Tendered Ords

CFD

LONG

1,014

80.02064

Tendered Ords

CFD

LONG

1,939

78.64511

Tendered Ords

CFD

SHORT

92

79.98331

Tendered Ords

CFD

SHORT

117

79.98528

Tendered Ords

CFD

SHORT

119

78.59803

Tendered Ords

CFD

SHORT

465

78.59803

Tendered Ords

CFD

SHORT

762

79.98331

Tendered Ords

CFD

SHORT

1,865

79.11206

Tendered Ords

CFD

SHORT

2,096

78.73808

Tendered Ords

CFD

SHORT

2,469

79.98062

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)





 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

Disclosure Date

01/09/2016

Contact name:

Osamede Aigbe

Telephone number:

00 44 207 545 8515

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
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