Source - RNS
RNS Number : 8820I
GoldmanSachs International
02 September 2016
 

Amendment - due to the amendment of Derivative transactions, the disclosure made on 01 Sep for dealings on 30 Aug has been updated. Section 2(b) has been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ARM HOLDINGS PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

ARM HOLDINGS PLC

(d) Date dealing undertaken:

30 August 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.05p ordinary

Purchases

9,797,961

16.9800 GBP

16.8750 GBP

0.05p ordinary

Sales

3,248,000

16.9800 GBP

16.8258 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.05p ordinary

CFD

Reducing a short position

75,035

16.8547 GBP

0.05p ordinary

CFD

Reducing a short position

82,566

16.8547 GBP

0.05p ordinary

CFD

Reducing a short position

170,756

16.8547 GBP

0.05p ordinary

CFD

Reducing a short position

10,000

16.8816 GBP

0.05p ordinary

CFD

Reducing a short position

35,000

16.8816 GBP

0.05p ordinary

CFD

Reducing a short position

25,000

16.8816 GBP

0.05p ordinary

CFD

Reducing a short position

30,000

16.8816 GBP

0.05p ordinary

CFD

Reducing a short position

600

16.8886 GBP

0.05p ordinary

CFD

Increasing a short position

200,000

16.8913 GBP

0.05p ordinary

CFD

Opening a short position

176,264

16.8928 GBP

0.05p ordinary

CFD

Opening a short position

23,958

16.8945 GBP

0.05p ordinary

CFD

Opening a short position

2,990

16.8945 GBP

0.05p ordinary

CFD

Opening a short position

10,148

16.8945 GBP

0.05p ordinary

CFD

Opening a short position

916

16.8945 GBP

0.05p ordinary

CFD

Increasing a short position

40,000

16.8946 GBP

0.05p ordinary

CFD

Opening a short position

30,000

16.8965 GBP

0.05p ordinary

CFD

Opening a short position

100,000

16.8984 GBP

0.05p ordinary

CFD

Opening a short position

100,000

16.8986 GBP

0.05p ordinary

CFD

Opening a short position

50,000

16.8992 GBP

0.05p ordinary

CFD

Opening a short position

600

16.9000 GBP

0.05p ordinary

CFD

Opening a short position

16,892

16.9053 GBP

0.05p ordinary

CFD

Opening a short position

1,524

16.9053 GBP

0.05p ordinary

CFD

Opening a short position

33,198

16.9053 GBP

0.05p ordinary

CFD

Opening a short position

4,972

16.9053 GBP

0.05p ordinary

CFD

Opening a short position

32,266

16.9053 GBP

0.05p ordinary

CFD

Opening a short position

100,000

16.9085 GBP

0.05p ordinary

CFD

Opening a short position

10,000

16.9167 GBP

0.05p ordinary

CFD

Increasing a short position

17,500

16.9253 GBP

0.05p ordinary

CFD

Increasing a short position

122,500

16.9253 GBP

0.05p ordinary

CFD

Reducing a short position

524

16.9293 GBP

0.05p ordinary

CFD

Reducing a short position

61

16.9293 GBP

0.05p ordinary

CFD

Reducing a short position

217

16.9293 GBP

0.05p ordinary

CFD

Reducing a short position

25,000

16.9415 GBP

0.05p ordinary

CFD

Opening a short position

17,538

16.9560 GBP

0.05p ordinary

CFD

Opening a short position

41,144

16.9560 GBP

0.05p ordinary

CFD

Opening a short position

5,166

16.9560 GBP

0.05p ordinary

CFD

Opening a short position

25,238

16.9560 GBP

0.05p ordinary

CFD

Opening a short position

1,582

16.9560 GBP

0.05p ordinary

CFD

Reducing a short position

15,000

16.9565 GBP

0.05p ordinary

CFD

Reducing a short position

50,000

16.9565 GBP

0.05p ordinary

CFD

Reducing a short position

10,000

16.9565 GBP

0.05p ordinary

CFD

Reducing a short position

25,000

16.9565 GBP

0.05p ordinary

CFD

Increasing a short position

150,000

16.9627 GBP

0.05p ordinary

CFD

Reducing a short position

63,749

16.9715 GBP

0.05p ordinary

SWAP

Opening a short position

566

16.8967 GBP

0.05p ordinary

SWAP

Opening a short position

5,198

16.8967 GBP

0.05p ordinary

SWAP

Increasing a short position

20,000

16.9000 GBP

0.05p ordinary

SWAP

Increasing a short position

700

16.9034 GBP

0.05p ordinary

SWAP

Increasing a short position

13,296

16.9034 GBP

0.05p ordinary

SWAP

Reducing a short position

20,000

16.9600 GBP

0.05p ordinary

SWAP

Increasing a short position

315,000

22.2171 USD

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

02 September 2016

Contact name:

Joanna Foley and Lindsay Matcham

Telephone number:

+44(20) 7051 9996 / +44(20) 7774 4316

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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