Source - RNS
RNS Number : 8823I
GoldmanSachs International
02 September 2016
 

Amendment - due to the amendment of Derivative transactions, the disclosure made on 02 September for dealings on 31 Aug has been updated. Section 2(b) has been updated.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMILLER PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMILLER PLC

(d) Date dealing undertaken:

31 August 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.10 ordinary

Purchases

804,004

44.1300 GBP

43.9200 GBP

USD 0.10 ordinary

Sales

273,167

44.1250 GBP

43.9200 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.10 ordinary

CFD

Reducing a short position

212

43.9668 GBP

USD 0.10 ordinary

CFD

Reducing a short position

75

43.9800 GBP

USD 0.10 ordinary

CFD

Opening a short position

75

43.9800 GBP

USD 0.10 ordinary

CFD

Increasing a short position

140,000

43.9931 GBP

USD 0.10 ordinary

CFD

Increasing a short position

2,000

43.9947 GBP

USD 0.10 ordinary

CFD

Opening a short position

100

44.0022 GBP

USD 0.10 ordinary

CFD

Opening a short position

3,600

44.0022 GBP

USD 0.10 ordinary

CFD

Opening a short position

800

44.0022 GBP

USD 0.10 ordinary

CFD

Opening a short position

100

44.0022 GBP

USD 0.10 ordinary

CFD

Increasing a short position

215,000

44.0080 GBP

USD 0.10 ordinary

CFD

Increasing a short position

55,000

44.0165 GBP

USD 0.10 ordinary

CFD

Reducing a short position

100

44.0219 GBP

USD 0.10 ordinary

CFD

Opening a short position

400

44.0240 GBP

USD 0.10 ordinary

CFD

Opening a short position

8,100

44.0240 GBP

USD 0.10 ordinary

CFD

Opening a short position

8,300

44.0240 GBP

USD 0.10 ordinary

CFD

Opening a short position

4,200

44.0240 GBP

USD 0.10 ordinary

CFD

Opening a short position

1,200

44.0240 GBP

USD 0.10 ordinary

CFD

Increasing a short position

25,000

44.0309 GBP

USD 0.10 ordinary

CFD

Increasing a short position

50,000

44.0390 GBP

USD 0.10 ordinary

CFD

Opening a short position

5,600

44.0752 GBP

USD 0.10 ordinary

CFD

Opening a short position

1,600

44.0752 GBP

USD 0.10 ordinary

CFD

Opening a short position

11,000

44.0752 GBP

USD 0.10 ordinary

CFD

Opening a short position

500

44.0752 GBP

USD 0.10 ordinary

CFD

Opening a short position

10,900

44.0752 GBP

USD 0.10 ordinary

SWAP^

Reducing a long position

91,528

43.9200 GBP

USD 0.10 ordinary

SWAP^

Reducing a long position

1,122,890

43.9200 GBP

USD 0.10 ordinary

SWAP^

Reducing a long position

329,918

43.9200 GBP

USD 0.10 ordinary

SWAP

Reducing a long position

10,784

847.0000 ZAR

USD 0.10 ordinary

SWAP

Opening a long position

10,784

847.0000 ZAR

^Please note this product is part of a basket of securities for which SABMILLER PLC is a component

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

02 September 2016

Contact name:

Joanna Foley and Lindsay Matcham

Telephone number:

+44(20) 7051 9996 / +44(20) 7774 4316

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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