Source - RNS
RNS Number : 9449I
South32 Limited
05 September 2016
 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Graham Kerr

2

Reason for the notification  

a)

Position/status

Chief Executive Officer and Managing Director

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

N/A

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Ordinary shares

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 Equity Incentive Plan (EIP)  and sale of shares to cover tax liability

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

833,022
(shares following vesting of rights under EIP)

$1.9312

408,181
(shares sold to cover tax)

d)

Aggregated information

- Aggregated volume

- Price

Price Volume Total

0.00 833022 0.00

Aggregated 0.00 833022 0.00

Price Volume Total

1.93 408181 788279.15

Aggregated 1.931 408181 788279.15

e)

Date of the transaction

31 August 2016

f)

Place of the transaction

XASX

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Brendan Harris

2

Reason for the notification  

a)

Position/status

Chief Financial Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

N/A

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Ordinary shares

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

274,862
(shares following vesting of rights under EIP)

$1.9312

134,682
(shares sold to cover tax)

d)

Aggregated information

- Aggregated volume

- Price

Price Volume Total

0.00 274862 0.00

Aggregated 0.00 274862 0.00

Price Volume Total

1.93 134682 260097.88

Aggregated 1.931 134682 260097.88

e)

Date of the transaction

31 August 2016

f)

Place of the transaction

XASX

 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Johannes Fredericus Grimbeek

2

Reason for the notification  

a)

Position/status

President and Chief Operating Officer Australia Region

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

N/A

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Ordinary shares

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 Equity Incentive Plan

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

204,062

d)

Aggregated information

- Aggregated volume

- Price

Price Volume Total

0.00 204062 0.00

Aggregated 0.00 204062 0.00

e)

Date of the transaction

31 August 2016

f)

Place of the transaction

XASX

 

Notification of dealing forms

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Michael Fraser

2

Reason for the notification  

a)

Position/status

President and Chief Operating Officer Africa Region

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

N/A

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Ordinary shares

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares, including to cover tax liability

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

1,064,412
(shares following vesting of rights under EIP)

$1.9312

564,412
(shares sold including to cover tax)

d)

Aggregated information

- Aggregated volume

- Price

Price Volume Total

0.00 1064412 0.00

Aggregated 0.00 1064412 0.00

Price Volume Total

1.93 564412 1089992.45

Aggregated 1.931 564412 1089992.45

e)

Date of the transaction

31 August 2016

f)

Place of the transaction

XASX

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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