Source - RNS
RNS Number : 0615J
Morgan Stanley & Co. Int'l plc
06 September 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

05 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 215,721

 44.0000 GBP

 43.9000 GBP

 USD 0.10 ordinary

 SALES

 218,042

 44.0097 GBP

 43.8900 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 60

 43.9104 GBP

 USD 0.10 ordinary

 CFD

 LONG

 26,692

 43.9196 GBP

 USD 0.10 ordinary

 CFD

 LONG

 11,761

 43.9239 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,315

 43.9255 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,485

 43.9272 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,291

 43.9278 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,138

 43.9282 GBP

 USD 0.10 ordinary

 CFD

 LONG

 37,227

 44.0097 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,750

 43.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,940

 43.9182 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 389

 43.9200 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,994

 43.9213 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 13,214

 43.9277 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,108

 43.9290 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,727

 43.9295 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,586

 43.9300 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,938

 43.9300 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,509

 43.9300 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 38,761

 43.9302 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 48

 43.9335 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 13,674

 43.9337 GBP

 USD 0.10 ordinary

 CFD

 LONG

 7,892

 842.0000 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 12,442

 842.7845 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 883

 841.3068 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 13,945

 841.3068 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 3,820

 841.6269 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 356

 842.4077 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 8,394

 842.4077 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

06 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
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