Source - RNS
RNS Number : 2004J
Morgan Stanley & Co. Int'l plc
07 September 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

06 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 314,138

 44.0600 GBP

 43.9050 GBP

 USD 0.10 ordinary

 SALES

 353,530

 44.0600 GBP

 43.9100 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 139

 43.9550 GBP

 USD 0.10 ordinary

 CFD

 LONG

 27,707

 43.9585 GBP

 USD 0.10 ordinary

 CFD

 LONG

 25,265

 43.9622 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,236

 43.9638 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,351

 43.9677 GBP

 USD 0.10 ordinary

 CFD

 LONG

 14,446

 43.9700 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,643

 43.9702 GBP

 USD 0.10 ordinary

 CFD

 LONG

 20,718

 43.9703 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,031

 43.9717 GBP

 USD 0.10 ordinary

 CFD

 LONG

 10,779

 43.9717 GBP

 USD 0.10 ordinary

 CFD

 LONG

 69,011

 43.9960 GBP

 USD 0.10 ordinary

 CFD

 LONG

 5,989

 43.9960 GBP

 USD 0.10 ordinary

 CFD

 LONG

 576

 44.0000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 10,672

 44.0044 GBP

 USD 0.10 ordinary

 CFD

 LONG

 304

 44.0100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 53

 44.0100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,262

 44.0100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,226

 44.0129 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,779

 43.9462 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,048

 43.9462 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,447

 43.9583 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,503

 43.9667 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,379

 43.9680 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,911

 43.9680 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 16,915

 43.9684 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,121

 43.9750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10

 43.9750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 107

 43.9750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 108

 43.9750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 680

 43.9750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,370

 43.9750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,783

 43.9774 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 75

 43.9814 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 515

 43.9822 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 23,000

 43.9864 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 11,862

 44.0147 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 6,752

 44.0147 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 971

 44.0303 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 963

 44.0303 GBP

 USD 0.10 ordinary

 CFD

 LONG

 9,439

 832.3902 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 5,106

 834.3159 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 4,604

 832.8572 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 10,430

 833.0131 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

07 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
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