Source - BUS

FORM 8.5 (EPT/NON-RI) - SABMILLER PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) - Amendment to s2(a) and 3(a)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SABMILLER PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt ANHEUSER-BUSCH INBEV SA/NV
  principal trader is connected  
(d) Date position held/dealing undertaken: 05 September 2016
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? ANHEUSER-BUSCH INBEV SA/NV

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,285,379 0.26% 1,687,415 0.10%
           
(2) Cash-settled derivatives:
600,762 0.04% 2,728,444 0.17%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 4,886,141 0.30% 4,415,859 0.27%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
ORD Purchase 170,210 44.0000 GBP 43.895 GBP
ORD Sale 127,819 44.0302 GBP 43.895 GBP
ADR Purchase 50,000 58.5892 USD 58.5892 USD
ADR Sale 50,000 58.5892 USD 58.5892 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 31 43.9219 GBP
ORD CFD Long 138 43.9187 GBP
ORD SWAP Long 166 43.9475 GBP
ORD CFD Long 825 842.1862 ZAR
ORD CFD Long 900 841.0876 ZAR
ORD CFD Long 1,716 841.0034 ZAR
ORD CFD Long 2,319 840.4899 ZAR
ORD CFD Long 1,725 841.0254 ZAR
ORD CFD Long 5,490 43.8996 GBP
ORD CFD Long 14,469 43.9300 GBP
ORD CFD Long 14,469 841.3400 ZAR
ORD CFD Long 21,681 43.9226 GBP
ORD CFD Long 50,000 44.0302 GBP
ORD CFD Long 84,620 842.0616 ZAR
ORD CFD Short 100 841.5224 ZAR
ORD SWAP Short 134 43.9304 GBP
ORD SWAP Short 200 43.9294 GBP
ORD CFD Short 938 43.9409 GBP
ORD CFD Short 3,002 841.6217 ZAR
ORD CFD Short 1,700 43.9559 GBP
ORD CFD Short 6,883 43.9396 GBP
ORD CFD Short 5,000 43.9351 GBP
ORD CFD Short 6,000 43.9319 GBP
ORD CFD Short 14,469 43.9300 GBP
ORD CFD Short 14,469 841.3400 ZAR
ORD CFD Short 7,844 43.9368 GBP
ORD CFD Short 20,400 842.2778 ZAR
ORD CFD Short 39,048 842.2079 ZAR
ORD CFD Short 88,220 43.9727 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 8 Sep 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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