Source - RNS
RNS Number : 4434J
Morgan Stanley & Co. Int'l plc
09 September 2016
 

AMENDMENT (Section 2b)

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

07 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 419,173

 43.9900 GBP

 43.8600 GBP

 USD 0.10 ordinary

 SALES

 393,068

 44.0100 GBP

 43.8600 GBP

 USD 0.10 ordinary

 SALES

 65,000

 58.7563 USD

 58.7563 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 2,380

 43.8700 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,948

 43.8700 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,259

 43.8700 GBP

 USD 0.10 ordinary

 CFD

 LONG

 10,200

 43.8700 GBP

 USD 0.10 ordinary

 CFD

 LONG

 29,258

 43.8971 GBP

 USD 0.10 ordinary

 CFD

 LONG

 19,704

 43.8971 GBP

 USD 0.10 ordinary

 CFD

 LONG

 264

 43.9014 GBP

 USD 0.10 ordinary

 CFD

 LONG

 13,900

 43.9035 GBP

 USD 0.10 ordinary

 CFD

 LONG

 109

 43.9060 GBP

 USD 0.10 ordinary

 CFD

 LONG

 20

 43.9060 GBP

 USD 0.10 ordinary

 CFD

 LONG

 497

 43.9060 GBP

 USD 0.10 ordinary

 CFD

 LONG

 23,180

 43.9091 GBP

 USD 0.10 ordinary

 CFD

 LONG

 168

 43.9106 GBP

 USD 0.10 ordinary

 CFD

 LONG

 36,590

 43.9119 GBP

 USD 0.10 ordinary

 CFD

 LONG

 7,414

 43.9137 GBP

 USD 0.10 ordinary

 CFD

 LONG

 17,643

 43.9137 GBP

 USD 0.10 ordinary

 CFD

 LONG

 25,370

 43.9150 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,384

 43.9156 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,503

 43.9201 GBP

 USD 0.10 ordinary

 CFD

 LONG

 29,009

 43.9228 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,698

 43.9228 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,200

 43.8700 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,461

 43.8700 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,500

 43.8800 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 18,656

 43.9099 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 16,401

 43.9113 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 18,624

 43.9121 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 18,584

 43.9182 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,404

 43.9189 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 5,273

 43.9204 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,553

 43.9204 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 156

 43.9296 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 19,656

 43.9314 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 304

 43.9350 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,259

 43.9600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,631

 43.9858 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 415

 43.9858 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 362

 43.9858 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,336

 43.9858 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 6,632

 43.9858 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 498

 43.9858 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,220

 822.9100 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 1,909

 823.1178 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 9,046

 823.1178 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 9,046

 822.8906 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 16,463

 822.9190 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

09 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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