Source - RNS
RNS Number : 4495J
Bank of America Merrill Lynch
09 September 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

Anheuser-Busch InBev SA_NV

(c)

Name of the party to the offer with which exempt principal trader is connected:

Anheuser-Busch InBev SA_NV

(d)

Date dealing undertaken:

08/09/2016

(e)

In addition to the company in 1(b) above, is the
exempt principal trader making disclosures in
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

YES

If YES, specify which:


(SABMiller PLC)

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

Class of relevant security

Purchases/
sales

Total number of securities

Highest price
per unit
paid/received

Lowest price
per unit
paid/received

Common - ISIN BE0003793107

Purchase

223,093

114.5 EUR

111.75 EUR

Common - ISIN BE0003793107

Sale

228,609

114.45 EUR

111.8 EUR

 

(b)

Cash-settled derivative transactions

Class of
relevant security

Product description
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short position

Number of reference securities

Price per unit

Common - ISIN BE0003793107

Swaps

Long

849

113.789 EUR

Common - ISIN BE0003793107

Swaps

Short

849

112.4 EUR

Common - ISIN BE0003793107

Swaps

Long

266

113.789 EUR

Common - ISIN BE0003793107

Swaps

Long

849

112.4 EUR

Common - ISIN BE0003793107

Swaps

Long

675

112.673 EUR

Common - ISIN BE0003793107

Swaps

Short

675

112.952 EUR

Common - ISIN BE0003793107

Swaps

Short

110

113.909 EUR

Common - ISIN BE0003793107

Swaps

Long

116,685

112.972 EUR

Common - ISIN BE0003793107

Swaps

Long

447

112.972 EUR

Common - ISIN BE0003793107

Swaps

Short

528

112.981 EUR

Common - ISIN BE0003793107

Swaps

Short

116,685

112.981 EUR

Common - ISIN BE0003793107

Swaps

Short

109

112.945 EUR

Common - ISIN BE0003793107

Swaps

Long

109

112.558 EUR

Common - ISIN BE0003793107

Swaps

Long

128

112.558 EUR

Common - ISIN BE0003793107

Swaps

Short

3,882

113.196 EUR

Common - ISIN BE0003793107

Swaps

Long

1,339

112.558 EUR

Common - ISIN BE0003793107

Swaps

Long

75

113.1 EUR

Common - ISIN BE0003793107

Swaps

Long

3,882

112.558 EUR

Common - ISIN BE0003793107

Swaps

Short

3,413

113.103 EUR

Common - ISIN BE0003793107

Swaps

Short

12,411

113.311 EUR

Common - ISIN BE0003793107

Swaps

Long

2

113.131 EUR

Common - ISIN BE0003793107

Swaps

Short

53

112 EUR

Common - ISIN BE0003793107

Swaps

Long

360

114.069 EUR

Common - ISIN BE0003793107

Swaps

Short

976

113.127 EUR

ADR - ISIN US03524A1088

Swaps

Long

100

126.96 USD

ADR - ISIN US03524A1088

Swaps

Short

100

126.96 USD

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class
of
relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number
of
securities to which option relates

Exercise
price
per unit

Type
e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Common - ISIN BE0003793107

Put Option

Purchasing

35,000

88 EUR

AMERICAN

15/06/2018

6.11 EUR

 

(ii)

Exercise

Class of relevant security

Product description
e.g. call option

Exercising/
exercised
against

Number of
securities

Exercise Price per
unit

N/A

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

09/09/2016

Contact name:

Harshini Gopa

Telephone number:

+44207 996 3410

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at
[email protected].
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.


This information is provided by RNS
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