Source - RNS
RNS Number : 4857J
HgCapital Trust PLC
09 September 2016
 

 




TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii

HG Capital Trust plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

ü

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):

Type 1 Disclosure as per the Transparency Directive II Regulation

ü

3. Full name of person(s) subject to the
notification obligation:
iii

Schroders plc

4. Full name of shareholder(s)
 (if different from 3.):iv

Schroder & Co. Limited

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

08.09.16

6. Date on which issuer notified:

09.09.16

7. Threshold(s) that is/are crossed or
reached:
vi, vii

From 12% - 11%



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

Ordinary

 

GB0003921052

 

4,824,310

           4,824,310

 

4,475,196

N/A

4,475,196

N/A

11.99%


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

4,475,196

11.99%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

Schroder & Co. Limited                                     4,475,196                        11.99%

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

This notification is being made based on the legal entity position falling below 12%. Schroders plc's position remains within disclosure thresholds as per the previous disclosure dated 27th June 2016.

The shares referred to in section 9 are held in portfolios managed by those firms on a discretionary basis for clients under investment management agreements. This disclosure has been calculated based on issue share capital amount 37,324,698.

14. Contact name:

Shaheen Hussain

15. Contact telephone number:

+44 207 658 6000

 


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The company news service from the London Stock Exchange
 
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