Source - RNS
RNS Number : 5926J
Morgan Stanley & Co. Int'l plc
12 September 2016
 

AMENDMENT(Section 2 a & 2 b)                                                        

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

08 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 521,164

 43.9800 GBP

 43.8550 GBP

 USD 0.10 ordinary

 SALES

 377,302

 43.9700 GBP

 43.8600 GBP

 USD 0.10 ordinary

 SALES

 37,000

 58.4868 USD

 58.4868 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 208

 43.8700 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,986

 43.8875 GBP

 USD 0.10 ordinary

 CFD

 LONG

 216

 43.8900 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,058

 43.8900 GBP

 USD 0.10 ordinary

 CFD

 LONG

 105

 43.9031 GBP

 USD 0.10 ordinary

 CFD

 LONG

 32,966

 43.9104 GBP

 USD 0.10 ordinary

 CFD

 LONG

 17,442

 43.9138 GBP

 USD 0.10 ordinary

 CFD

 LONG

 29,601

 43.9138 GBP

 USD 0.10 ordinary

 CFD

 LONG

 17,609

 43.9139 GBP

 USD 0.10 ordinary

 CFD

 LONG

 266

 43.9139 GBP

 USD 0.10 ordinary

 CFD

 LONG

 18,987

 43.9139 GBP

 USD 0.10 ordinary

 CFD

 LONG

 934

 43.9241 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,004

 43.9259 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,664

 43.9259 GBP

 USD 0.10 ordinary

 CFD

 LONG

 5,691

 43.9304 GBP

 USD 0.10 ordinary

 CFD

 LONG

 737

 43.9354 GBP

 USD 0.10 ordinary

 CFD

 LONG

 491

 43.9354 GBP

 USD 0.10 ordinary

 CFD

 LONG

 162

 43.9354 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 125

 43.8550 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,058

 43.8600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,380

 43.8900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,948

 43.8900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 6,968

 43.9183 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 52,744

 43.9200 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 18,296

 43.9216 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20,035

 43.9219 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 27

 43.9250 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,503

 43.9250 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,452

 43.9250 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 26,533

 43.9273 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 39,288

 43.9363 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,812

 43.9461 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 890

 43.9514 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 165

 43.9732 GBP

 USD 0.10 ordinary

 CFD

 LONG

 10,132

 817.1636 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 9,756

 817.9266 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 16,483

 817.4439 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 1,909

 817.5108 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 10,367

 817.5108 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

12 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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