Source - RNS
RNS Number : 6923J
Deutsche Bank AG
13 September 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

London Stock Exchange Group Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d) Date dealing undertaken:

12/09/2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

 

Yes

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

GBP

Lowest price per unit paid/received

GBP

6 79/86p Ordinary

Purchase

322,522

26.7

26.516923

6 79/86p Ordinary

Sale

27,952

26.76

26.51

 

 

(b)        Cash-settled derivative transactions

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

6 79/86p Ordinary

CFD

LONG

6

26.51667

6 79/86p Ordinary

CFD

LONG

9

26.66974

6 79/86p Ordinary

CFD

LONG

10

26.63649

6 79/86p Ordinary

CFD

LONG

11

26.64189

6 79/86p Ordinary

CFD

LONG

20

26.64

6 79/86p Ordinary

CFD

LONG

104

26.64118

6 79/86p Ordinary

CFD

LONG

278

26.61074

6 79/86p Ordinary

CFD

LONG

315

26.62134

6 79/86p Ordinary

CFD

LONG

396

26.62196

6 79/86p Ordinary

CFD

LONG

432

26.545

6 79/86p Ordinary

CFD

LONG

1,509

26.55

6 79/86p Ordinary

CFD

LONG

4,031

26.65033

6 79/86p Ordinary

CFD

LONG

11,852

26.60408

6 79/86p Ordinary

CFD

SHORT

22

26.63227

6 79/86p Ordinary

CFD

SHORT

65

26.60963

6 79/86p Ordinary

CFD

SHORT

65

26.60963

6 79/86p Ordinary

CFD

SHORT

113

26.60963

6 79/86p Ordinary

CFD

SHORT

124

26.60963

6 79/86p Ordinary

CFD

SHORT

183

26.63799

6 79/86p Ordinary

CFD

SHORT

190

26.60963

6 79/86p Ordinary

CFD

SHORT

262

26.66506

6 79/86p Ordinary

CFD

SHORT

318

26.63799

6 79/86p Ordinary

CFD

SHORT

346

26.63799

6 79/86p Ordinary

CFD

SHORT

432

26.545

6 79/86p Ordinary

CFD

SHORT

444

26.62252

6 79/86p Ordinary

CFD

SHORT

454

26.66506

6 79/86p Ordinary

CFD

SHORT

479

26.60963

6 79/86p Ordinary

CFD

SHORT

495

26.66506

6 79/86p Ordinary

CFD

SHORT

532

26.63799

6 79/86p Ordinary

CFD

SHORT

760

26.66506

6 79/86p Ordinary

CFD

SHORT

794

26.60963

6 79/86p Ordinary

CFD

SHORT

1,342

26.63799

6 79/86p Ordinary

CFD

SHORT

1,367

26.60963

6 79/86p Ordinary

CFD

SHORT

1,516

26.60963

6 79/86p Ordinary

CFD

SHORT

1,917

26.66506

6 79/86p Ordinary

CFD

SHORT

2,223

26.63799

6 79/86p Ordinary

CFD

SHORT

2,255

26.60963

6 79/86p Ordinary

CFD

SHORT

3,176

26.66506

6 79/86p Ordinary

CFD

SHORT

3,829

26.63799

6 79/86p Ordinary

CFD

SHORT

4,245

26.63799

6 79/86p Ordinary

CFD

SHORT

5,469

26.66506

6 79/86p Ordinary

CFD

SHORT

6,065

26.66506

6 79/86p Ordinary

CFD

SHORT

6,315

26.63799

6 79/86p Ordinary

CFD

SHORT

7,534

26.61649

6 79/86p Ordinary

CFD

SHORT

9,022

26.66506

6 79/86p Ordinary

CFD

SHORT

18,097

26.60963

6 79/86p Ordinary

CFD

SHORT

50,667

26.63799

6 79/86p Ordinary

CFD

SHORT

72,380

26.66506

 

 

 (c)       Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

Disclosure Date

13/09/2016

Contact name:

Osamede Aigbe

Telephone number:

00 44 207 545 8515

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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