Source - RNS
RNS Number : 8122J
JPMorgan Securities Plc
14 September 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anheuser-Busch InBev SA/NV

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMiller Plc

(d) Date dealing undertaken:

13 September 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes

SABMiller Plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(EUR)

 

 

Lowest price per unit paid/received

(EUR)

 

 

Ordinary Shares

Purchases

 

Sales

122,129

 

122,454

112.2500

 

112.2500

109.2500

 

109.2500

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(EUR)

 

Ordinary Shares

Equity Swaps

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Future

Long

 

 

 

 

 

 

 

Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

               Long

 

Short

 

4,081

172

27

7

14,592

13,110

30

 

470

103

1,164

12,423

628

1,027

58

214

10

202

12

610

15

1,474

262

70

401

19

12,935

24,093

144

13

1,319

64

413

21

550

45

121

10

 

 

36,600

 

36,600

110.0773

110.2458

110.3135

110.3467

110.6097

110.7177

111.0910

 

109.2725

109.2737

109.7448

109.9083

109.9934

110.1010

110.1939

110.2677

110.3149

110.3778

110.3820

110.4115

110.4158

110.4616

110.4811

110.4852

110.5544

110.5799

110.6030

110.6464

110.6817

110.7247

110.7327

110.7352

110.7455

110.7673

110.7773

110.8375

111.1052

111.1607

 

 

110.6500

 

109.1800

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (EUR)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (EUR)

Ordinary Shares

Put Option

Put Option

Put Option

 

Call Option

Call Option

Selling

Selling

Selling

 

Selling

Selling

7,400

2,600

10,000

 

2,000

100

110.00

110.00

110.00

 

110.00

110.00

American

American

American

 

American

American

16/09/2016

16/09/2016

16/09/2016

 

16/09/2016

16/09/2016

0.65

0.66

0.68

 

1.20

1.22

                       

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(EUR)

Ordinary Shares





 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

(EUR)


 

 



 

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

14 September 2016

Contact name:

Tung Le

Telephone number:

020 7742 7272

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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