Source - RNS
RNS Number : 8175J
Morgan Stanley & Co. Int'l plc
14 September 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

13 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 1,825,080

 44.3543 GBP

 44.1200 GBP

 USD 0.10 ordinary

 SALES

 727,041

 44.3500 GBP

 44.1100 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADRs

 CFD

 SHORT

 296

 58.4500 USD

 USD 0.10 ordinary

 CFD

 LONG

 45,000

 44.1109 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,263

 44.1200 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,505

 44.1593 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,554

 44.1836 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,135

 44.1836 GBP

 USD 0.10 ordinary

 CFD

 LONG

 30,819

 44.2261 GBP

 USD 0.10 ordinary

 CFD

 LONG

 133

 44.2353 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,690

 44.2369 GBP

 USD 0.10 ordinary

 CFD

 LONG

 36,007

 44.2371 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,392

 44.2382 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1

 44.2385 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3

 44.2385 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1

 44.2385 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2

 44.2385 GBP

 USD 0.10 ordinary

 CFD

 LONG

 9,215

 44.2465 GBP

 USD 0.10 ordinary

 CFD

 LONG

 7,477

 44.2465 GBP

 USD 0.10 ordinary

 CFD

 LONG

 5,347

 44.2529 GBP

 USD 0.10 ordinary

 CFD

 LONG

 5,317

 44.2529 GBP

 USD 0.10 ordinary

 CFD

 LONG

 92

 44.2550 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,535

 44.2569 GBP

 USD 0.10 ordinary

 CFD

 LONG

 19,602

 44.2600 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,621

 44.2652 GBP

 USD 0.10 ordinary

 CFD

 LONG

 174

 44.2700 GBP

 USD 0.10 ordinary

 CFD

 LONG

 4,097

 44.2705 GBP

 USD 0.10 ordinary

 CFD

 LONG

 901

 44.2705 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,029

 44.2753 GBP

 USD 0.10 ordinary

 CFD

 LONG

 368

 44.2900 GBP

 USD 0.10 ordinary

 CFD

 LONG

 178

 44.3050 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,387

 44.1941 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12

 44.1958 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 30,000

 44.1991 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,000

 44.2171 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,470

 44.2222 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 31,672

 44.2311 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 18,238

 44.2386 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,126

 44.2386 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,323

 44.2395 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20,114

 44.2418 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,771

 44.2483 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 6,574

 44.2483 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,408

 44.2483 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 14,802

 44.2483 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 29,924

 44.2483 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,239

 44.2483 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 87,000

 44.2487 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 25,971

 44.2490 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 404

 44.2521 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,000

 44.2525 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,977

 44.2600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 975

 44.2600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,263

 44.2600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,190

 44.2600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,638

 44.2600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 77

 44.2700 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,951

 44.2721 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,000

 44.3127 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,370

 44.3163 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,338

 44.3163 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 31,103

 44.3163 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,491

 44.3163 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 6,860

 44.3163 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,846

 44.3163 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,269

 839.7622 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 1,577

 839.8791 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 13,562

 839.8791 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 257

 838.8650 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 13,562

 838.8650 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 35,485

 839.5000 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 4,913

 839.9040 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

14 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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