Source - RNS
RNS Number : 8211J
Morgan Stanley & Co. Int'l plc
14 September 2016
 

AMENDMENT (Section 2b)  

 

 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

12 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 473,413

 43.9658 GBP

 43.7950 GBP

 USD 0.10 ordinary

 SALES

 409,244

 44.2279 GBP

 43.7992 GBP

 USD 0.10 ordinary

 SALES

 12,425

 58.4558 USD

 58.4558 USD

 USD 0.10 ordinary

 PURCHASES

 3,094

 837.7486 ZAR

 837.7486 ZAR

 USD 0.10 ordinary

 SALES

 3,094

 838.4100 ZAR

 836.8900 ZAR

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADRs

 CFD

 SHORT

 1,000

 58.9500 USD

 USD 0.10 ordinary

 CFD

 LONG

 2,340

 43.8150 GBP

 USD 0.10 ordinary

 CFD

 LONG

 29,237

 43.8275 GBP

 USD 0.10 ordinary

 CFD

 LONG

 9,940

 43.8442 GBP

 USD 0.10 ordinary

 CFD

 LONG

 174

 43.8491 GBP

 USD 0.10 ordinary

 CFD

 LONG

 29,864

 43.8564 GBP

 USD 0.10 ordinary

 CFD

 LONG

 11,850

 43.8706 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,958

 43.8740 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1

 43.8740 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1

 43.8740 GBP

 USD 0.10 ordinary

 CFD

 LONG

 137

 43.8740 GBP

 USD 0.10 ordinary

 CFD

 LONG

 870

 43.8740 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,833

 43.8788 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,297

 43.8804 GBP

 USD 0.10 ordinary

 CFD

 LONG

 874

 43.9000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,069

 43.9000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 850

 43.9000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 748

 43.9206 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 386

 43.8390 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 226

 43.8399 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,689

 43.8447 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,786

 43.8459 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 6,285

 43.8505 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 31,174

 43.8581 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 27,590

 43.8603 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 13,805

 43.8624 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 5,989

 43.8625 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 19,183

 43.8679 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 24,623

 43.8682 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,468

 43.8738 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 850

 43.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 311

 43.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,838

 43.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,107

 43.9024 GBP

 USD 0.10 ordinary

 CFD

 LONG

 257

 842.0119 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 19,070

 842.0119 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 15,280

 842.9327 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 29,965

 842.3022 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 18,786

 842.4640 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

14 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
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