Source - RNS
RNS Number : 1129K
SigmaRoc PLC
16 September 2016
 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
 ii

SigmaRoc Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
 iii

James Leek

4. Full name of shareholder(s) 
 (if different from 3.):
iv


5. Date of the transaction and date on
which the threshold is crossed or
reached:
 v

16 September 2016

6. Date on which issuer notified:

16 September 2016

7. Threshold(s) that is/are crossed or
reached: 
vi, vii

Below 3%






8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of voting rights x

Direct

Direct xi

Indirectxii

Direct

Indirect

Ordinary 0.1p

GB00BDBY9264

8,333,333

8,333,333

< 3%

< 3%


< 3%




B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date 
xiii

Exercise/
Conversion Period 
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration datexvii

Exercise/
Conversion period 
xviii

Number of voting rights instrument refers to

 

% of voting rightsxix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights


Under 3%




















 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: 
xxi

 

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:


14. Contact name:

James Leek

15. Contact telephone number:





 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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