Source - RNS
RNS Number : 3172K
Morgan Stanley Capital Services LLC
20 September 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anheuser Busch InBev SA NV

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

19 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADRs

 PURCHASES

 78

 125.3500 USD

 125.3500 USD

 ADRs

 SALES

 5,547

 125.7500 USD

 124.8700 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADRs

 CFD

 LONG

 300

 125.1400 USD

 ADRs

 CFD

 LONG

 1,400

 125.2879 USD

 ADRs

 CFD

 LONG

 200

 125.2900 USD

 ADRs

 CFD

 LONG

 607

 125.3000 USD

 ADRs

 CFD

 LONG

 500

 125.3140 USD

 ADRs

 CFD

 LONG

 600

 125.3283 USD

 ADRs

 CFD

 LONG

 200

 125.3500 USD

 ADRs

 CFD

 LONG

 1,000

 125.4250 USD

 ADRs

 CFD

 SHORT

 78

 125.3500 USD

 Ordinary

 CFD

 LONG

 10

 112.0341 EUR

 Ordinary

 CFD

 LONG

 2

 112.0341 EUR

 Ordinary

 CFD

 LONG

 13

 112.0341 EUR

 Ordinary

 CFD

 LONG

 19

 112.0341 EUR

 Ordinary

 CFD

 LONG

 24

 112.0341 EUR

 Ordinary

 CFD

 LONG

 11

 112.0341 EUR

 Ordinary

 CFD

 LONG

 2

 112.0341 EUR

 Ordinary

 CFD

 LONG

 3,634

 112.2041 EUR

 Ordinary

 CFD

 LONG

 6,875

 112.2044 EUR

 Ordinary

 CFD

 LONG

 6,371

 112.2051 EUR

 Ordinary

 CFD

 LONG

 2,800

 112.2406 EUR

 Ordinary

 CFD

 LONG

 5,911

 112.2493 EUR

 Ordinary

 CFD

 LONG

 1,023

 112.2563 EUR

 Ordinary

 CFD

 LONG

 141

 112.2812 EUR

 Ordinary

 CFD

 LONG

 522

 112.2858 EUR

 Ordinary

 CFD

 LONG

 100

 112.3142 EUR

 Ordinary

 CFD

 LONG

 8

 112.3250 EUR

 Ordinary

 CFD

 LONG

 71

 112.4346 EUR

 Ordinary

 CFD

 LONG

 77

 112.4346 EUR

 Ordinary

 CFD

 LONG

 8

 112.4346 EUR

 Ordinary

 CFD

 LONG

 142

 112.4346 EUR

 Ordinary

 CFD

 LONG

 3

 112.4346 EUR

 Ordinary

 CFD

 LONG

 62

 112.4346 EUR

 Ordinary

 CFD

 LONG

 112

 112.4346 EUR

 Ordinary

 CFD

 LONG

 831

 112.4450 EUR

 Ordinary

 CFD

 LONG

 106

 112.4450 EUR

 Ordinary

 CFD

 LONG

 3,146

 112.4848 EUR

 Ordinary

 CFD

 LONG

 32

 112.5578 EUR

 Ordinary

 CFD

 SHORT

 106

 112.1969 EUR

 Ordinary

 CFD

 SHORT

 36,834

 112.2567 EUR

 Ordinary

 CFD

 SHORT

 4,193

 112.2567 EUR

 Ordinary

 CFD

 SHORT

 15

 112.2800 EUR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

20 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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