Source - RNS
RNS Number : 4359K
Morgan Stanley & Co. Int'l plc
21 September 2016
 

AMENDMENT (Section 2b)                     

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

19 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 555,515

 44.4428 GBP

 44.3300 GBP

 USD 0.10 ordinary

 SALES

 904,216

 44.4500 GBP

 44.3300 GBP

 USD 0.10 ordinary

 SALES

 28,100

 58.0645 USD

 58.0645 USD

 USD 0.10 ordinary

 PURCHASES

 400,000

 815.4250 ZAR

 810.6918 ZAR

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 34,430

 44.3334 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,187

 44.3463 GBP

 USD 0.10 ordinary

 CFD

 LONG

 9,831

 44.3464 GBP

 USD 0.10 ordinary

 CFD

 LONG

 136

 44.3500 GBP

 USD 0.10 ordinary

 CFD

 LONG

 17,247

 44.3562 GBP

 USD 0.10 ordinary

 CFD

 LONG

 10,217

 44.3749 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,763

 44.3754 GBP

 USD 0.10 ordinary

 CFD

 LONG

 11,928

 44.3768 GBP

 USD 0.10 ordinary

 CFD

 LONG

 7,441

 44.3833 GBP

 USD 0.10 ordinary

 CFD

 LONG

 66

 44.3847 GBP

 USD 0.10 ordinary

 CFD

 LONG

 14,944

 44.3860 GBP

 USD 0.10 ordinary

 CFD

 LONG

 7,143

 44.3875 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,893

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,367

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,800

 44.4275 GBP

 USD 0.10 ordinary

 CFD

 LONG

 4,381

 44.4275 GBP

 USD 0.10 ordinary

 CFD

 LONG

 59,369

 44.4499 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,907

 44.3543 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 420

 44.3543 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 23,400

 44.3600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 654

 44.3750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,803

 44.3750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,356

 44.3775 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20,128

 44.3798 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 21,114

 44.3817 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 22,831

 44.3826 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,410

 44.3835 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,939

 44.3837 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 193

 44.3850 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 30,554

 44.3890 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,716

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 498

 44.3950 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 109

 44.3965 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 5,939

 44.4118 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,500

 44.4144 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,910

 44.4155 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,295

 44.4310 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 23,864

 44.4310 GBP

 USD 0.10 ordinary

 CFD

 LONG

 50,567

 807.8430 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 21,260

 809.6443 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 1,189

 806.6578 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 48,818

 807.5763 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 20,457

 807.9397 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

21 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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