Source - RNS
RNS Number : 7346K
GoldmanSachs International
23 September 2016
 

Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 16 September for dealings on 15 September has been updated. Sections 2(a) and 2(b) have been updated.

 FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMILLER PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMILLER PLC

(d) Date dealing undertaken:

15 September 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.10 ordinary

Purchases

220,806

44.4650 GBP

44.3300 GBP

USD 0.10 ordinary

Sales

2,216,479

44.4350 GBP

44.3125 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.10 ordinary

CFD

Reducing a short position

371,700

44.3125 GBP

USD 0.10 ordinary

CFD

Reducing a short position

131,113

44.3125 GBP

USD 0.10 ordinary

CFD

Reducing a short position

950,791

44.3125 GBP

USD 0.10 ordinary

CFD

Reducing a short position

146,291

44.3125 GBP

USD 0.10 ordinary

CFD

Reducing a short position

20,000

44.3564 GBP

USD 0.10 ordinary

CFD

Opening a short position

650

44.3600 GBP

USD 0.10 ordinary

CFD

Reducing a short position

650

44.3900 GBP

USD 0.10 ordinary

CFD

Increasing a short position

10,000

44.4026 GBP

USD 0.10 ordinary

CFD

Increasing a short position

25,000

44.4044 GBP

USD 0.10 ordinary

CFD

Reducing a short position

3,675

44.4055 GBP

USD 0.10 ordinary

CFD

Reducing a short position

11,325

44.4055 GBP

USD 0.10 ordinary

CFD

Reducing a short position

92,985

44.4075 GBP

USD 0.10 ordinary

CFD

Reducing a short position

32,766

44.4075 GBP

USD 0.10 ordinary

CFD

Reducing a short position

237,695

44.4075 GBP

USD 0.10 ordinary

CFD

Reducing a short position

36,554

44.4075 GBP

USD 0.10 ordinary

CFD

Increasing a short position

10,824

44.4611 GBP

USD 0.10 ordinary

SWAP

Increasing a long position

245

828.6790 ZAR

USD 0.10 ordinary

SWAP

Opening a short position

332,209

840.3278 ZAR

USD 0.10 ordinary

SWAP

Reducing a long position

5,951

840.3278 ZAR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

23 September 2016

Contact name:

Joanna Foley and Kashif Rafiq

Telephone number:

+44(20) 7051 9996 / +44(20)7051-0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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