Source - RNS
RNS Number : 7467K
CMC Markets Plc
23 September 2016
 

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

 

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

CMC Markets plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

 

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

X

Other (please specify):

 

 

3. Full name of person(s) subject to the
notification obligation:
iii

The Goldman Sachs Group, Inc.

4. Full name of shareholder(s)
 (if different from 3.):iv

Goldman Sachs International

Goldman Sachs Asset Management, L.P.

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

21 September 2016

6. Date on which issuer notified:

23 September  2016

7. Threshold(s) that is/are crossed or
reached:
vi, vii

N/A

         

 

 

 

 

 

 

 

 

 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

GB00B14SKR37

14,412,890

14,412,890

 

 

16,695

 

0.0058%

 

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

Stock Loan (Physical)

Open

 

14,746,320

5.1216%

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

 

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

14,763,015

5.1274%

                               

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

The Goldman Sachs Group, Inc.; 14,763,015 shares; 5.1274%

 

Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.) ; 14,746,320 shares; 5.1216%

Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.) ; 14,746,320 shares; 5.1216%

Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited) ; 14,746,320 shares; 5.1216%

 

GSAM Holdings LLC (Controlled by The Goldman Sachs Group, Inc.)

Goldman Sachs Asset Management, L.P. (Controlled by GSAM Holdings LLC)

 

 

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease
to hold:

N/A

12. Date on which proxy holder will cease to hold
voting rights:

N/A

 


13. Additional information:

Please note, total amount of voting rights have been rounded to 4 decimal places therefore there is a possibility of a rounding error.

General email contact:

[email protected]

14. Contact name:

Peter Chisholm

15. Contact telephone number:


+44 207 051 9612

 

     

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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