Source - RNS
RNS Number : 8306K
Morgan Stanley & Co. Int'l plc
26 September 2016
 

AMENDMENT (Section 2b)

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

21 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 736,414

 44.4544 GBP

 44.3170 GBP

 USD 0.10 ordinary

 SALES

 1,154,631

 44.5000 GBP

 44.3356 GBP

 USD 0.10 ordinary

 SALES

 75,000

 765.6500 ZAR

 764.5000 ZAR

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 6,591

 44.3356 GBP

 USD 0.10 ordinary

 CFD

 LONG

 13,409

 44.3356 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,856

 44.3725 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,458

 44.3750 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,920

 44.3750 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,507

 44.3750 GBP

 USD 0.10 ordinary

 CFD

 LONG

 279,591

 44.3848 GBP

 USD 0.10 ordinary

 CFD

 LONG

 65,407

 44.3848 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,533

 44.3848 GBP

 USD 0.10 ordinary

 CFD

 LONG

 15,760

 44.3848 GBP

 USD 0.10 ordinary

 CFD

 LONG

 22,679

 44.3848 GBP

 USD 0.10 ordinary

 CFD

 LONG

 160,961

 44.3848 GBP

 USD 0.10 ordinary

 CFD

 LONG

 101

 44.3899 GBP

 USD 0.10 ordinary

 CFD

 LONG

 461

 44.3899 GBP

 USD 0.10 ordinary

 CFD

 LONG

 20,700

 44.3927 GBP

 USD 0.10 ordinary

 CFD

 LONG

 15,636

 44.3935 GBP

 USD 0.10 ordinary

 CFD

 LONG

 26,385

 44.3993 GBP

 USD 0.10 ordinary

 CFD

 LONG

 20,503

 44.3995 GBP

 USD 0.10 ordinary

 CFD

 LONG

 24,355

 44.3998 GBP

 USD 0.10 ordinary

 CFD

 LONG

 17,624

 44.4001 GBP

 USD 0.10 ordinary

 CFD

 LONG

 19,481

 44.4001 GBP

 USD 0.10 ordinary

 CFD

 LONG

 22,067

 44.4014 GBP

 USD 0.10 ordinary

 CFD

 LONG

 207

 44.4164 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,198

 44.3750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,250

 44.3850 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,305

 44.3982 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,313

 44.3984 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 32,510

 44.4048 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 43,546

 44.4050 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 125,000

 44.4057 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,950

 44.4057 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 33,550

 44.4057 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,000

 44.4057 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,600

 44.4057 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 47,150

 44.4057 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 37,750

 44.4057 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 19,766

 44.4058 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 22,889

 44.4065 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 33

 44.4100 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 149

 44.4100 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,784

 44.4156 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 51

 44.4193 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,507

 44.4400 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,417

 44.4442 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 886

 44.4442 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 886

 44.4444 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,417

 44.4444 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,673

 44.4544 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 915

 44.4544 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,939

 773.7232 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 32,787

 773.7232 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 8,508

 777.2952 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 826

 775.0297 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 30,860

 775.7395 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 10,562

 776.4034 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

26 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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