Source - RNS
RNS Number : 8265K
GoldmanSachs International
26 September 2016
 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ANHEUSER-BUSCH INBEV SA/NV

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMILLER PLC

(d) Date dealing undertaken:

23 September 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for SABMILLER PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary

Purchases

139,254
7,736
4,481

116.2349 EUR
129.8756 USD
99.3167 GBP

115.5500 EUR
129.8756 USD
99.3167 GBP

Ordinary

Sales

208,959
58,752

116.2500 EUR
130.1517 USD

115.5000 EUR
129.8229 USD

ADR

Purchases

1,900

130.1369 USD

130.1369 USD

ADR

Sales

1,900

130.1369 USD

130.1369 USD

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

Increasing a long position

100

115.5380 EUR

Ordinary

CFD

Reducing a short position

3,600

115.9698 EUR

Ordinary

CFD

Increasing a long position

12

116.0750 EUR

Ordinary

CFD

Increasing a long position

13

116.0846 EUR

Ordinary

CFD

Increasing a long position

13

116.0885 EUR

Ordinary

CFD

Increasing a long position

12

116.1042 EUR

Ordinary

CFD

Reducing a long position

167

116.2128 EUR

Ordinary

CFD

Increasing a short position

8,956

116.2349 EUR

Ordinary

SWAP

Opening a short position

32,274

115.9962 EUR

Ordinary

SWAP

Opening a short position

6,207

115.9962 EUR

Ordinary

SWAP

Reducing a long position

76

129.9410 USD

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Ordinary

Put Option / (1.00 : 100.00)

Purchasing

11 (1,100)

110.0000 EUR

AMERICAN

16/12/2016

2.8000 EUR

Ordinary

Put Option / (1.00 : 100.00)

Purchasing

7 (700)

110.0000 EUR

AMERICAN

16/12/2016

2.8000 EUR

Ordinary

Put Option / (1.00 : 100.00)

Purchasing

13 (1,300)

110.0000 EUR

AMERICAN

16/12/2016

2.8000 EUR

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

26 September 2016

Contact name:

Joanna Foley and Kashif Rafiq

Telephone number:

+44(20) 7051 9996 / +44(20) 7051 0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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