Source - RNS
RNS Number : 9472K
Bank of America Merrill Lynch
27 September 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

Deutsche Boerse AG

(c)

Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d)

Date dealing undertaken:

26/09/2016

(e)

In addition to the company in 1(b) above, is the
exempt principal trader making disclosures in
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

YES

If YES, specify which:


(London Stock Exchange Group PLC)

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

Class of relevant security

Purchases/
sales

Total number of securities

Highest price
per unit
paid/received

Lowest price
per unit
paid/received

Common - ISIN DE0005810055

Purchase

13,161

72.64 EUR

71.15 EUR

Common - ISIN DE0005810055

Sale

19,586

72.67 EUR

71.28 EUR

Common - ISIN DE000A2AA253

Purchase

40,258

74.79 EUR

72.97 EUR

Common - ISIN DE000A2AA253

Sale

49,804

74.83 EUR

73.13 EUR

 

(b)

Cash-settled derivative transactions

Class of
relevant security

Product description
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short position

Number of reference securities

Price per unit

Common - ISIN DE0005810055

Swaps

Long

229

72.2 EUR

Common - ISIN DE0005810055

Swaps

Long

1,480

72.2 EUR

Common - ISIN DE0005810055

Swaps

Long

387

72.2 EUR

Common - ISIN DE0005810055

Swaps

Long

1,518

72.2 EUR

Common - ISIN DE0005810055

Swaps

Long

671

72.149 EUR

Common - ISIN DE0005810055

Swaps

Long

286

72.108 EUR

Common - ISIN DE0005810055

Swaps

Long

937

72.108 EUR

Common - ISIN DE0005810055

Swaps

Long

2,311

72.111 EUR

Common - ISIN DE0005810055

Swaps

Short

2,364

71.711 EUR

Common - ISIN DE0005810055

Swaps

Short

146

71.73 EUR

Tendered - ISIN DE000A2AA253

Swaps

Long

-172

73.973 EUR

Tendered - ISIN DE000A2AA253

Swaps

Short

172

73.396 EUR

Tendered - ISIN DE000A2AA253

Swaps

Long

-222

73.306 EUR

Tendered - ISIN DE000A2AA253

Swaps

Short

70

73.679 EUR

Tendered - ISIN DE000A2AA253

Swaps

Short

146

73.679 EUR

Tendered - ISIN DE000A2AA253

Swaps

Short

222

73.679 EUR

Tendered - ISIN DE000A2AA253

Swaps

Short

328

73.679 EUR

Tendered - ISIN DE000A2AA253

Swaps

Short

1,406

73.69 EUR

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class
of
relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number
of
securities to which option relates

Exercise
price
per unit

Type
e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercise

Class of relevant security

Product description
e.g. call option

Exercising/
exercised
against

Number of
securities

Exercise Price per
unit

N/A

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

27/09/2016

Contact name:

Harshini Gopa

Telephone number:

+44207 996 3410

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at
[email protected].
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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