Source - RNS
RNS Number : 9460K
Scottish Investment Trust PLC
27 September 2016
 
       
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Scottish Investment Trust Plc  

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

Aviva plc & its subsidiaries    

4. Full name of shareholder(s)
 (if different from 3.):iv

 

Registered Holder:

 

State Street Nominees Limited   11,466,065*

 

Available on Request                        24,924*

 

*denotes direct interest

 

Chase Nominees Limited                  21,910

 

Vidacos Nominees Limited               35,238

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

23 September 2016

6. Date on which issuer notified:

26 September 2016

7. Threshold(s) that is/are crossed or
reached:
vi, vii

10% to 11% Change at Direct Interest Level &

10% to 11% Change at Combined Interest Level.

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect


Ordinary Shares

GB0007826091

10,059,182

10,059,182

11,548,137

11,490,989

57,148

11.75%

0.06%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights






 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta



 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

11,548,137

11.81%

 

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

The voting rights are managed and controlled by Aviva Investors Global Services Limited and Friends Provident International Limited, with the following chain of controlled undertakings:-

 

Aviva Investors Global Services Limited:

·      Aviva plc (Parent Company)

·      Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)

·      Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited)

·      Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)

 

Friends Provident International Limited:

·      Aviva plc (Parent Company)

·      Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)

·      Aviva Life Holdings UK Limited (wholly owned subsidiary of Aviva Group Holdings Limited)

·      Friends Life FPG Limited (wholly owned subsidiary of Aviva Life Holdings UK Limited)

·      Friends Life FPL Limited (wholly owned subsidiary of Friends Life FPG Limited)

·      Friends Life Limited (wholly owned subsidiary of Friends Life FPL Limited)

·      Friends Life and Pensions Limited (wholly owned subsidiary of Friends Life Limited)

·      Friends Provident International Limited (wholly owned subsidiary of Friends Life and Pensions Limited)

 


Proxy Voting:

10. Name of the proxy holder:

See Section 4

11. Number of voting rights proxy holder will cease to hold:


12. Date on which proxy holder will cease to hold voting rights:




13. Additional information:

 

Figures are based on a total number of voting rights of 97,755,426, as per the Company's Transaction in Own Shares Announcement of 23 September 2016.

 

14. Contact name:

     Neil Whittaker, Aviva plc

15. Contact telephone number:

     01603 684420

 

 

Note: Annex should only be submitted to the FCA not the issuer

Annex: Notification of major interests in share


A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 


Contact address

(registered office for legal entities)

 


Phone number & email

 


Other useful information

(at least legal representative for legal persons)

 




B: Identity of the notifier, if applicable

Full name

 


Contact address

 


Phone number & email

 


Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)



C: Additional information


For notes on how to complete form TR-1 please see the FCA website.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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