Source - RNS
RNS Number : 9841K
Bank of America Merrill Lynch
27 September 2016
 

FORM 8 Replacement

 

The Form 8.5 London Stock Exchange Group PLC announcement released on 13/09/2016 under RNS No 6921J has been amended.

 

Amendments are identified with an asterisk (*).

 

The full amended text is shown below.

 

-------------------------------------------------------------------

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

London Stock Exchange Group PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d)

Date dealing undertaken:

12/09/2016

(e)

In addition to the company in 1(b) above, is the
exempt principal trader making disclosures in
respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

YES

If YES, specify which:


(Deutsche Boerse AG)

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

Class of relevant security

Purchases/
sales

Total number of securities

Highest price
per unit
paid/received

Lowest price
per unit
paid/received

Common - ISIN GB00B0SWJX34

Purchase

158,723

26.79 GBP

26.5 GBP

Common - ISIN GB00B0SWJX34

Sale

* 203,634

26.81 GBP

26.5 GBP

 

(b)

Cash-settled derivative transactions

Class of
relevant security

Product description
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short position

Number of reference securities

Price per unit

Common - ISIN GB00B0SWJX34

Swaps

Short

383

26.617 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

33,536

26.617 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

406

26.616 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

33,536

26.616 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

149

26.602 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

37

26.632 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

10

26.589 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

278

26.642 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

5,141

26.59 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

13

26.569 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

104

26.602 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

897

26.602 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

2,300

26.617 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

1,085

26.627 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

499

26.627 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

1,209

26.627 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

2,170

26.627 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

433

26.627 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

850

26.589 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

341

26.651 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

341

26.533 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

16

26.63 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

24

26.63 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

8

26.528 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

24

26.63 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

8

26.598 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

24

26.63 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

24

26.63 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

24

26.63 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

24

26.63 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

2,797

26.634 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

9

26.57 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

360

26.578 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

360

26.621 GBP

Common - ISIN GB00B0SWJX34

Swaps

Long

143

26.621 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

152

26.63 GBP

Common - ISIN GB00B0SWJX34

Swaps

Short

160

26.63 GBP

* Common - ISIN GB00B0SWJX34

* Swaps

* Short

* 2,795

* 27.026 GBP

* Common - ISIN GB00B0SWJX34

* Swaps

* Short

* 2,796

* 26.634 GBP

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class
of
relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number
of
securities to which option relates

Exercise
price
per unit

Type
e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercise

Class of relevant security

Product description
e.g. call option

Exercising/
exercised
against

Number of
securities

Exercise Price per
unit

N/A

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

27/09/2016

Contact name:

Harshini Gopa

Telephone number:

+44207 996 3410

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at
[email protected].
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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