Source - RNS
RNS Number : 0693L
GoldmanSachs International
28 September 2016
 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

DEUTSCHE BOERSE AG

(c) Name of the party to the offer with which exempt principal trader is connected:

LONDON STOCK EXCHANGE GROUP PLC

(d) Date dealing undertaken:

27 September 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for LONDON STOCK EXCHANGE GROUP PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary

Purchases

25,872

71.9500 EUR

70.7500 EUR

Ordinary

Sales

26,086

71.3900 EUR

70.8000 EUR

 

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Tendered ordinary

Purchases

40,260
111,040

73.5000 EUR
62.3977 GBP

71.6400 EUR
62.3135 GBP

Tendered ordinary

Sales

37,546

73.7000 EUR

71.6700 EUR

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

Reducing a short position

1,430

71.2200 EUR

Ordinary

CFD

Increasing a short position

47

71.8783 EUR

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Tendered ordinary

CFD

Reducing a short position

2,600

72.2404 EUR

Tendered ordinary

CFD

Increasing a short position

9,278

72.5080 EUR

Tendered ordinary

CFD

Reducing a long position

201

72.5100 EUR

Tendered ordinary

CFD

Reducing a short position

33

72.6000 EUR

Tendered ordinary

CFD

Increasing a short position

11

73.5000 EUR

Tendered ordinary

SWAP

Reducing a long position

964

62.3135 GBP

Tendered ordinary

SWAP

Reducing a long position

338

62.3135 GBP

Tendered ordinary

SWAP

Reducing a long position

12,753

62.3135 GBP

Tendered ordinary

SWAP

Reducing a long position

46

62.3135 GBP

Tendered ordinary

SWAP

Reducing a long position

700

62.3135 GBP

Tendered ordinary

SWAP

Reducing a long position

1,177

62.3135 GBP

Tendered ordinary

SWAP

Reducing a long position

804

62.3135 GBP

Tendered ordinary

SWAP

Reducing a long position

1,590

62.3135 GBP

Tendered ordinary

SWAP

Reducing a long position

559

62.3135 GBP

Tendered ordinary

SWAP

Reducing a long position

1,069

62.3135 GBP

Tendered ordinary

SWAP

Reducing a long position

10,701

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

1,331

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

469

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

988

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

1,334

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

467

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

897

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

17,621

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

39

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

283

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

64

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

968

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

587

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

1,627

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

1,111

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

2,196

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

774

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

674

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

1,476

62.3941 GBP

Tendered ordinary

SWAP

Reducing a long position

809

62.3941 GBP

Tendered ordinary

SWAP

Opening a short position

46,624

62.3977 GBP

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

28 September 2016

Contact name:

Joanna Foley and Kashif Rafiq

Telephone number:

+44(20) 7051 9996 / +44(20) 7051 0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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