Source - RNS
RNS Number : 0795L
Morgan Stanley & Co. Int'l plc
28 September 2016
 

AMENDMENT (Section 2b)   

 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

26 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 2,107,503

 44.5200 GBP

 44.3329 GBP

 USD 0.10 ordinary

 SALES

 1,197,590

 44.5050 GBP

 44.3533 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 8,392

 44.3533 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,086

 44.3533 GBP

 USD 0.10 ordinary

 CFD

 LONG

 4,758

 44.3808 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,462

 44.3808 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,587

 44.3875 GBP

 USD 0.10 ordinary

 CFD

 LONG

 18,586

 44.3875 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,526

 44.3926 GBP

 USD 0.10 ordinary

 CFD

 LONG

 722

 44.3936 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,088

 44.3995 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,394

 44.3995 GBP

 USD 0.10 ordinary

 CFD

 LONG

 36

 44.4000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 164

 44.4000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,950

 44.4024 GBP

 USD 0.10 ordinary

 CFD

 LONG

 520

 44.4100 GBP

 USD 0.10 ordinary

 CFD

 LONG

 129

 44.4155 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,568

 44.4180 GBP

 USD 0.10 ordinary

 CFD

 LONG

 22,066

 44.4205 GBP

 USD 0.10 ordinary

 CFD

 LONG

 31,223

 44.4231 GBP

 USD 0.10 ordinary

 CFD

 LONG

 20,350

 44.4281 GBP

 USD 0.10 ordinary

 CFD

 LONG

 20,171

 44.4312 GBP

 USD 0.10 ordinary

 CFD

 LONG

 32,262

 44.4400 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,500

 44.4538 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,013

 44.4900 GBP

 USD 0.10 ordinary

 CFD

 LONG

 17,298

 44.4999 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,218

 44.5021 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,483

 44.5037 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 192,257

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 419,654

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,939

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,410

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,013

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,406

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,790

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,819

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 719

 44.3929 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 100

 44.3950 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 177

 44.4000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 318

 44.4050 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,027

 44.4291 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 11,679

 44.4291 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 27,251

 44.4307 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,446

 44.4311 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,825

 44.4311 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 129,265

 44.4328 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,053

 44.4329 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,700

 44.4335 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 30,988

 44.4342 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 908

 44.4368 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 25,351

 44.4419 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 100

 44.4428 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 43,300

 44.4428 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 25,300

 44.4428 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 121,300

 44.4428 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 38,815

 44.4482 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,567

 44.4554 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 9,485

 44.4725 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,860

 770.3313 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 11,270

 770.3581 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 914

 770.3581 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 105

 771.9900 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 4,266

 771.9928 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 4,266

 766.9442 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 105

 767.0100 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 10,885

 769.5498 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 19,999

 769.9348 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

28 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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