Source - RNS
RNS Number : 0815L
JPMorgan Securities Plc
28 September 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anheuser-Busch InBev SA/NV

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMiller Plc

(d) Date dealing undertaken:

27 September 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes

SABMiller Plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(EUR)

Lowest price per unit paid/received

(EUR)

Ordinary Shares

Purchases

 

Sales

496,036

 

531,444

119.1750

 

119.1750

116.6000

116.6500

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(EUR)

 

Ordinary Shares

Equity Swaps

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Down-and-In Put Option on a Worst of Basket

Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Long

480

1,570

231

4,200

118

832

275

16

14

6,970

538

2,526

12,690

1,087

2,432

3

100

3

1,370

33,076

31

 

17

1

18

429

19

64

519

11

425

976

144

41

38,918

176

54

4

130

1

192

17

97

994

90

4

9

111

54

540

7

2

800

1,368

2,525

35

 

12,422

116.8209

117.1551

117.2135

117.2804

117.3000

117.3375

117.3406

117.3438

117.3500

117.3706

117.4091

117.4129

117.4461

117.5132

117.5180

117.5382

117.8000

117.9465

118.1265

118.1556

118.6448

 

116.8646

116.9418

116.9672

116.9737

116.9962

117.0049

117.0129

117.0310

117.0418

117.1446

117.1690

117.1873

117.2020

117.2520

117.2908

117.3117

117.3588

117.3617

117.4088

117.4117

117.4211

117.4250

117.4323

117.4482

117.4735

117.5659

117.5919

117.5939

117.6618

117.7118

117.7188

117.7274

117.7284

117.7632

 

0.0980

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (EUR)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (EUR)

Ordinary Shares

Call Option

Call Option

Call Option

Call Option

 

Put Option

Put Option

Put Option

Put Option

Purchasing Purchasing Purchasing

Purchasing

 

Purchasing

Purchasing

Purchasing

Purchasing

800

5,700

800

400

 

900

700

2,100

800

120.00

120.00

120.00

96.00

 

120.00

120.00

120.00

110.00

American

American

American

American

 

American

American

American

American

21/10/2016

21/10/2016

21/10/2016

17/03/2017

 

21/10/2016

21/10/2016

21/10/2016

17/03/2017

2.07

2.08

2.13

22.23

 

3.14

3.18

3.19

4.90

                       

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(EUR)

Ordinary Shares





 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

(EUR)


 

 



 

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

28 September 2016

Contact name:

Tung Le

Telephone number:

020 7742 7272

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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