Source - RNS
RNS Number : 1374L
GoldmanSachs International
28 September 2016
 

Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 27 September for dealings on 22 September has been updated. Sections 2(a) and 2(b) has been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ANHEUSER-BUSCH INBEV SA/NV

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMILLER PLC

(d) Date dealing undertaken:

22 September 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for SABMILLER PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary

Purchases

253,041

116.3500 EUR

113.2500 EUR

Ordinary

Sales

210,244
92,883
7,781

123.0502 EUR
127.3030 USD
97.8882 GBP

113.7000 EUR
127.0917 USD
97.8673 GBP

ADR

Purchases

2,549

130.3769 USD

130.0925 USD

ADR

Sales

2,549

130.6400 USD

130.0600 USD

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

Reducing a short position

2,354

115.5037 EUR

Ordinary

CFD

Increasing a long position

100

115.7585 EUR

Ordinary

CFD

Reducing a short position

1,968

115.8697 EUR

Ordinary

CFD

Reducing a short position

1,400

116.0312 EUR

Ordinary

CFD

Reducing a long position

36

116.1554 EUR

Ordinary

CFD

Reducing a long position

77

116.1654 EUR

Ordinary

CFD

Increasing a short position

2,150

116.1715 EUR

Ordinary

CFD

Reducing a long position

50

116.1719 EUR

Ordinary

CFD

Reducing a long position

106

116.1745 EUR

Ordinary

CFD

Reducing a long position

79

116.2128 EUR

Ordinary

CFD

Reducing a long position

12,996

116.2349 EUR

Ordinary

CFD

Opening a short position

5,121

116.2349 EUR

Ordinary

SWAP

Increasing a long position

5,463

113.8464 EUR

Ordinary

SWAP

Opening a short position

256

113.9425 EUR

Ordinary

SWAP

Opening a short position

49

113.9425 EUR

Ordinary

SWAP

Opening a short position

65,428

115.4324 EUR

Ordinary

SWAP

Opening a short position

12,583

115.4324 EUR

Ordinary

SWAP

Reducing a short position

5,581

115.7609 EUR

Ordinary

SWAP

Reducing a short position

9,596

115.7609 EUR

Ordinary

SWAP

Reducing a long position

5,463

116.2000 EUR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Ordinary

Put Option / (1.00 : 100.00)

Purchasing

11 (1,100)

110.0000 EUR

AMERICAN

16/12/2016

3.0000 EUR

Ordinary

Put Option / (1.00 : 100.00)

Purchasing

12 (1,200)

110.0000 EUR

AMERICAN

16/12/2016

3.0000 EUR

Ordinary

Put Option / (1.00 : 100.00)

Purchasing

4 (400)

110.0000 EUR

AMERICAN

16/12/2016

3.0000 EUR

Ordinary

Put Option / (1.00 : 100.00)

Purchasing

37 (3,700)

110.0000 EUR

AMERICAN

16/12/2016

3.0000 EUR

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

28 September 2016

Contact name:

Joanna Foley and Kashif Rafiq

Telephone number:

+44(20) 7051 9996 / +44(20) 7051 0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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