Source - RNS
RNS Number : 1996L
Morgan Stanley Capital Services LLC
29 September 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anheuser Busch InBev SA NV

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

28 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADRs

 PURCHASES

 5,558

 133.5200 USD

 132.2400 USD

 ADRs

 SALES

 5,445

 133.6100 USD

 132.5900 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADRs

 CFD

 LONG

 450

 132.9100 USD

 ADRs

 CFD

 LONG

 200

 133.1503 USD

 ADRs

 CFD

 LONG

 2,100

 133.2186 USD

 ADRs

 CFD

 LONG

 1,000

 133.3060 USD

 ADRs

 CFD

 LONG

 400

 133.4375 USD

 ADRs

 CFD

 LONG

 605

 133.4400 USD

 ADRs

 CFD

 SHORT

 581

 132.2400 USD

 ADRs

 CFD

 SHORT

 476

 132.2400 USD

 ADRs

 CFD

 SHORT

 300

 132.2400 USD

 ADRs

 CFD

 SHORT

 400

 132.5750 USD

 ADRs

 CFD

 SHORT

 200

 132.6100 USD

 ADRs

 CFD

 SHORT

 2,400

 133.0404 USD

 ADRs

 CFD

 SHORT

 200

 133.2200 USD

 ADRs

 CFD

 SHORT

 240

 133.2575 USD

 ADRs

 CFD

 SHORT

 2

 133.3400 USD

 ADRs

 CFD

 SHORT

 130

 133.4400 USD

 Ordinary

 CFD

 LONG

 136

 117.6113 EUR

 Ordinary

 CFD

 LONG

 9

 117.6113 EUR

 Ordinary

 CFD

 LONG

 112

 117.6113 EUR

 Ordinary

 CFD

 LONG

 204

 117.6113 EUR

 Ordinary

 CFD

 LONG

 257

 117.6113 EUR

 Ordinary

 CFD

 LONG

 18

 117.6113 EUR

 Ordinary

 CFD

 LONG

 110

 117.6113 EUR

 Ordinary

 CFD

 LONG

 356

 118.1478 EUR

 Ordinary

 CFD

 LONG

 62

 118.1478 EUR

 Ordinary

 CFD

 LONG

 829

 118.1478 EUR

 Ordinary

 CFD

 LONG

 664

 118.1478 EUR

 Ordinary

 CFD

 LONG

 362

 118.1478 EUR

 Ordinary

 CFD

 LONG

 80

 118.1478 EUR

 Ordinary

 CFD

 LONG

 444

 118.1478 EUR

 Ordinary

 CFD

 LONG

 236

 118.1987 EUR

 Ordinary

 CFD

 LONG

 86

 118.1987 EUR

 Ordinary

 CFD

 LONG

 291

 118.1987 EUR

 Ordinary

 CFD

 LONG

 870

 118.4107 EUR

 Ordinary

 CFD

 LONG

 1,080

 118.5852 EUR

 Ordinary

 CFD

 LONG

 730

 118.6030 EUR

 Ordinary

 CFD

 LONG

 47

 118.7570 EUR

 Ordinary

 CFD

 LONG

 4,189

 118.7642 EUR

 Ordinary

 CFD

 LONG

 557

 118.7695 EUR

 Ordinary

 CFD

 LONG

 900

 118.7742 EUR

 Ordinary

 CFD

 LONG

 6,336

 118.7749 EUR

 Ordinary

 CFD

 SHORT

 118

 118.3461 EUR

 Ordinary

 CFD

 SHORT

 158

 118.3461 EUR

 Ordinary

 CFD

 SHORT

 83

 118.3461 EUR

 Ordinary

 CFD

 SHORT

 1,304

 118.4582 EUR

 Ordinary

 CFD

 SHORT

 6,783

 118.4582 EUR

 Ordinary

 CFD

 SHORT

 108

 118.6102 EUR

 Ordinary

 CFD

 SHORT

 18

 118.6550 EUR

 Ordinary

 CFD

 LONG

 1,699

 118.5816 EUR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

29 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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