Source - RNS
RNS Number : 1998L
Morgan Stanley & Co. Int'l plc
29 September 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

28 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 12,982,684

 44.9398 GBP

 44.4018 GBP

 USD 0.10 ordinary

 SALES

 10,257,681

 44.9573 GBP

 44.6125 GBP

 USD 0.10 ordinary

 SALES

 120,000

 58.4014 USD

 58.4014 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 10,839

 44.6591 GBP

 USD 0.10 ordinary

 CFD

 LONG

 15,000

 44.6595 GBP

 USD 0.10 ordinary

 CFD

 LONG

 36,000

 44.7217 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,100

 44.7222 GBP

 USD 0.10 ordinary

 CFD

 LONG

 15,000

 44.7238 GBP

 USD 0.10 ordinary

 CFD

 LONG

 26,975

 44.7450 GBP

 USD 0.10 ordinary

 CFD

 LONG

 28,683

 44.7450 GBP

 USD 0.10 ordinary

 CFD

 LONG

 176

 44.7500 GBP

 USD 0.10 ordinary

 CFD

 LONG

 39

 44.7500 GBP

 USD 0.10 ordinary

 CFD

 LONG

 150

 44.7658 GBP

 USD 0.10 ordinary

 CFD

 LONG

 441

 44.7677 GBP

 USD 0.10 ordinary

 CFD

 LONG

 21,096

 44.7746 GBP

 USD 0.10 ordinary

 CFD

 LONG

 46,851

 44.8104 GBP

 USD 0.10 ordinary

 CFD

 LONG

 27,828

 44.8204 GBP

 USD 0.10 ordinary

 CFD

 LONG

 92,808

 44.8551 GBP

 USD 0.10 ordinary

 CFD

 LONG

 31,000

 44.8621 GBP

 USD 0.10 ordinary

 CFD

 LONG

 17,562

 44.8623 GBP

 USD 0.10 ordinary

 CFD

 LONG

 21,771

 44.8653 GBP

 USD 0.10 ordinary

 CFD

 LONG

 20,000

 44.8726 GBP

 USD 0.10 ordinary

 CFD

 LONG

 25,000

 44.8726 GBP

 USD 0.10 ordinary

 CFD

 LONG

 30,761

 44.8729 GBP

 USD 0.10 ordinary

 CFD

 LONG

 19,793

 44.8742 GBP

 USD 0.10 ordinary

 CFD

 LONG

 25,000

 44.8788 GBP

 USD 0.10 ordinary

 CFD

 LONG

 55,000

 44.8838 GBP

 USD 0.10 ordinary

 CFD

 LONG

 100

 44.8850 GBP

 USD 0.10 ordinary

 CFD

 LONG

 4,746

 44.8850 GBP

 USD 0.10 ordinary

 CFD

 LONG

 5,594

 44.8871 GBP

 USD 0.10 ordinary

 CFD

 LONG

 42,406

 44.8871 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,000

 44.8875 GBP

 USD 0.10 ordinary

 CFD

 LONG

 22,200

 44.8887 GBP

 USD 0.10 ordinary

 CFD

 LONG

 55,658

 44.8900 GBP

 USD 0.10 ordinary

 CFD

 LONG

 8,500

 44.8909 GBP

 USD 0.10 ordinary

 CFD

 LONG

 846

 44.8973 GBP

 USD 0.10 ordinary

 CFD

 LONG

 849

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 31

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 7,300

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 41

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 26,034

 44.9007 GBP

 USD 0.10 ordinary

 CFD

 LONG

 180,000

 44.9024 GBP

 USD 0.10 ordinary

 CFD

 LONG

 30,000

 44.9063 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 95,187

 44.4018 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 849

 44.6250 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 16,800

 44.6849 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,400

 44.6849 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 422

 44.7039 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 100

 44.7050 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 54,739

 44.8175 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 30,735

 44.8430 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 46,446

 44.8542 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 31,000

 44.8556 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 32,273

 44.8572 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,642

 44.8581 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 24,470

 44.8651 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 30,000

 44.8800 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,950

 44.8831 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 32,150

 44.8831 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,746

 44.8900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 26,945

 44.8900 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,007

 44.8929 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 158,585

 44.8930 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 353,312

 44.8938 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 472,137

 44.8941 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 111,277

 44.8941 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 292,777

 44.8941 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,517

 44.8950 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20

 44.8950 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 35,000

 44.8954 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 35,255

 44.8965 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 100,000

 44.8977 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,063

 44.8984 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 6,253

 44.8984 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 46,290

 44.8984 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 56,271

 44.8984 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 14,553

 44.8984 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 9,570

 44.8984 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,000

 44.8994 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 726

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 19,142

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 29,104

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 112,543

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 92,579

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,507

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 34,125

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 887

 44.9000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 177

 44.9014 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 244

 44.9014 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 14,591

 44.9024 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 315

 44.9064 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 433

 44.9064 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 42,300

 44.9076 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 36,000

 44.9089 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,000

 44.9090 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 411,429

 44.9095 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 50,000

 44.9108 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,000

 44.9112 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,000

 44.9124 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,850

 44.9336 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 5,122

 44.9336 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,728

 44.9336 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,383

 44.9373 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,181

 44.9373 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,182

 44.9398 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,384

 44.9398 GBP

 USD 0.10 ordinary

 CFD

 LONG

 54,881

 777.1835 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 1,089

 777.4279 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 14,197

 777.4279 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 100,000

 780.0000 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 55,590

 777.1193 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 14,197

 777.4388 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 15,000

 782.1700 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 39,750

 782.1700 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 100,000

 782.3300 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

29 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERSEMSAUFMSEIU

Related Charts

SABMiller (SAB)

0.00 (0.00%)
delayed 17:15PM