Source - RNS
RNS Number : 4232L
HSBC Holdings PLC
30 September 2016
 


 

HSBC HOLDINGS PLC

 

30 September 2016

 

Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs

 

The following acquisitions relating to dividends of US$0.50 ordinary shares (the "Shares") took place on 28 September 2016.

Directors

Name

Price per Share / ADS1

Shares acquired

Kathleen Casey

US$35.50751

 

23 American Depositary Shares1

(representing 115 ordinary shares of US$0.50 each)

Henri de Castries

US$7.1015

221

 

Douglas Flint

£5.7850

66

 

Stuart Gulliver

US$7.1015

44,302

 

Sam Laidlaw

US$7.1015

541

 

Iain Mackay

US$7.1015

20,465

Heidi Miller

US$35.50751

 

10 American Depositary Shares1

(representing 50 ordinary shares of US$0.50 each)

Marc Moses

US$7.1015

24,702

 

Jackson Tai

US$35.50751

 

44 American Depositary Shares1

(representing 220 ordinary shares of US$0.50 each)

Other PDMRs

Name

Price per Share

Shares acquired

Samir Assaf

US$7.1015

27,932

 

Peter Boyles

US$7.1015

£5.7850

7,078

2,351

Patrick Burke

US$7.1015

£5.7850

6,542

1,624

John Flint

US$7.1015

 

8,778

Andy Maguire

US$7.1015

 

3,158

Paulo Maia

US$7.1015

£5.7850

£5.7793

3,225

1,844

4

Noel Quinn

US$7.1015

 

4,903

Antonio Simoes

US$7.1015

 

5,147

Peter Wong

US$7.1015

£5.7850

32,244

9,292

Persons closely associated ("CAP") with the PDMR

Name

Price per Share

Shares acquired

Camay Wong

(CAP of Peter Wong)

US$7.1015

 

315

1American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Kathleen Casey





2 - Reason for the notification

 

Position/status

Non-executive Director



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each

GB0005405286

Outside a trading venue

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$35.51

23

$816.67

 

Aggregated

$35.508

23

$816.67

 

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Henri de Castries





2 - Reason for the notification

 

Position/status

Non-executive Director



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

221

$1,569.43

 

Aggregated

$7.102

221

$1,569.43

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Douglas Flint





2 - Reason for the notification

 

Position/status

Group Chairman



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

£5.79

66

£381.81

 

Aggregated

£5.785

66

£381.81

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Stuart Gulliver





2 - Reason for the notification

 

Position/status

Group Chief Executive



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

44,302

$314,610.65

 

Aggregated

$7.102

44,302

$314,610.65

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Sam Laidlaw





2 - Reason for the notification

 

Position/status

Non-executive Director



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

541

$3,841.91

 

Aggregated

$7.102

541

$3,841.91

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Iain Mackay 





2 - Reason for the notification

 

Position/status

Group Finance Director



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

 

20,465

$145,332.20

Aggregated

$7.102

 

20,465

$145,332.20

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Heidi Miller 





2 - Reason for the notification

 

Position/status

Non-executive Director



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each.

GB0005405286

Outside a trading venue

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$35.51

10

$355.08

 

Aggregated

$35.508

10

$355.08

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Marc Moses 





2 - Reason for the notification

 

Position/status

Group Chief Risk Officer



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

24,702

$175,421.25

 

Aggregated

$7.102

24,702

$175,421.25

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Jackson Tai 





2 - Reason for the notification

 

Position/status

Non-executive Director



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each.

GB0005405286

Outside a trading venue

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$35.51

44

$1,562.33

 

Aggregated

$35.508

44

$1,562.33

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Samir Assaf





2 - Reason for the notification

 

Position/status

Chief Executive, Global Banking and Markets  



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

27,932

$198,359.10

 

Aggregated

$7.102

27,932

$198,359.10

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Peter Boyles





2 - Reason for the notification

 

Position/status

Chief Executive of Global Private Banking



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

£5.79

2,351

£13,600.62

 

Aggregated

£5.785

2,351

£13,600.62

 

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

7,078

$50,264.42

 

Aggregated

$7.102

7,078

$50,264.42

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Patrick Burke





2 - Reason for the notification

 

Position/status

President and Chief Executive of HSBC US



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

£5.79

1,624

£9,394.90

 

Aggregated

£5.785

1,624

£9,394.90

 

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

6,542

$46,458.01

 

Aggregated

$7.102

6,542

$46,458.01

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

John Flint





2 - Reason for the notification

 

Position/status

Chief Executive, Retail Banking and Wealth Management



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD -United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

8,778

$62,336.97

 

Aggregated

$7.102

8,778

$62,336.97

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Andy Maguire





2 - Reason for the notification

 

Position/status

Group Chief Operating Officer



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

3,158

$22,426.54

Aggregated

$7.102

3,158

$22,426.54

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Paulo Maia





2 - Reason for the notification

 

Position/status

Chief Executive, Latin America



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

£5.79

1,844

£10,667.61

 

Aggregated

£5.785

1,844

£10,667.61

 

 

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

£5.78

4

£23.12

 

Aggregated

£5.779

4

£23.12

 

 

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

3,225

$22,902.34

 

Aggregated

$7.102

3,225

$22,902.34

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Noel Quinn





2 - Reason for the notification

 

Position/status

Chief Executive, Global Commercial Banking



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

4,903

$34,818.65

 

Aggregated

$7.102

4,903

$34,818.65

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Antonio Simoes





2 - Reason for the notification

 

Position/status

Chief Executive, HSBC Bank plc 



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

5,147

$36,551.42

 

Aggregated

$7.102

5,147

$36,551.42

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Peter Wong





2 - Reason for the notification

 

Position/status

Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited 



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

GBP - British Pound


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

£5.79

9,292

£53,754.22

 

Aggregated

£5.785

9,292

£53,754.22

 

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD - United States Dollar


Nature of Transaction:

 

Acquisition


Price

 

Volume

Total

 

$7.10

32,244

$228,980.77

 

Aggregated

$7.102

32,244

$228,980.77

 

 

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 

Name of natural person

Camay Wong





2 - Reason for the notification

 

Position/status

Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited     



Initial notification/amendment

Initial Notification

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

 

  Transaction(s) summary table

 


Date of Transaction

Financial Instrument

Identification Code

Place of Transaction

Currency


2016-09-28

Ordinary shares of US$0.50 each

GB0005405286

London Stock Exchange, Main Market (XLON)

USD -United States Dollar


Nature of Transaction:

 

Acquisition


Price

Volume

Total

$7.10

315

$2,236.97

 

Aggregated

$7.102

315

$2,236.97

 

 

 

 

 

For any queries related to this notification please contact: Nickesha Graham-Burrell, Senior Assistant Company Secretary on 020 7992 3633.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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