Source - RNS
RNS Number : 5022L
Morgan Stanley & Co. Int'l plc
03 October 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

30 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 983,808

 44.9736 GBP

 44.9250 GBP

 USD 0.10 ordinary

 SALES

 918,178

 44.9700 GBP

 44.9300 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 674

 44.9300 GBP

 USD 0.10 ordinary

 CFD

 LONG

 37,105

 44.9370 GBP

 USD 0.10 ordinary

 CFD

 LONG

 28,600

 44.9386 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,695

 44.9391 GBP

 USD 0.10 ordinary

 CFD

 LONG

 5,708

 44.9391 GBP

 USD 0.10 ordinary

 CFD

 LONG

 10,028

 44.9394 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,769

 44.9395 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,790

 44.9400 GBP

 USD 0.10 ordinary

 CFD

 LONG

 13,588

 44.9405 GBP

 USD 0.10 ordinary

 CFD

 LONG

 7,420

 44.9426 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,755

 44.9462 GBP

 USD 0.10 ordinary

 CFD

 LONG

 37,105

 44.9484 GBP

 USD 0.10 ordinary

 CFD

 LONG

 387

 44.9492 GBP

 USD 0.10 ordinary

 CFD

 LONG

 84

 44.9492 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,411

 44.9500 GBP

 USD 0.10 ordinary

 CFD

 LONG

 230

 44.9507 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,092

 44.9508 GBP

 USD 0.10 ordinary

 CFD

 LONG

 37,105

 44.9572 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 316

 44.9250 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,643

 44.9361 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 34,619

 44.9412 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 6,093

 44.9412 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 19,024

 44.9466 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,361

 44.9471 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 87

 44.9471 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 718

 44.9471 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 28,997

 44.9472 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 19,520

 44.9475 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 43,441

 44.9498 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 674

 44.9500 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,709

 44.9500 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 13,087

 44.9500 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,632

 44.9500 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 29,048

 44.9524 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 191

 44.9529 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

03 OCTOBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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