Source - RNS
RNS Number : 6374L
JPMorgan Securities Plc
04 October 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anheuser-Busch InBev SA/NV

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMiller Plc

(d) Date dealing undertaken:

03 October 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes

SABMiller Plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(EUR)

Lowest price per unit paid/received

(EUR)

Ordinary Shares

Purchases

 

Sales

132,783

 

141,439

117.7000

 

117.6500

115.0000

 

115.0500

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(EUR)

 

Ordinary Shares

Equity Swaps

 

 

 

 

 

 

 

 

 

 

 

 

Long

 

 

 

 

 

 

 

 

Short

4,236

117

2,381

15,722

10,000

5,964

1,822

1,046

 

6,854

5,000

1,049

8,700

751

1,243

1,503

1,581

10

709

50

223

57

6

4

3,380

45

373

8,676

10

115.2607

115.2914

116.1380

116.1791

117.5382

117.5571

117.5882

117.6382

 

115.0115

115.0615

115.1810

115.2688

115.3104

115.3168

115.3437

115.3663

115.5840

115.8440

115.8910

115.9146

115.9258

115.9545

116.1029

116.4193

116.4250

116.5750

116.9539

117.2000

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (EUR)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (EUR)

Ordinary Shares

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

 

Purchasing

Purchasing

Purchasing

Purchasing

Purchasing

Purchasing

Purchasing

Purchasing

Purchasing

Purchasing

Purchasing

Purchasing

Purchasing

Purchasing

1,000

1,000

 800

 700

600

1,800

 1,300

500

 4,600

 3,900

 1,500

 900

 600

900

140.00

140.00

140.00

140.00

140.00

130.00

130.00

120.00

120.00

120.00

120.00

120.00

120.00

120.00

American

American

American

American

American

American

American

American

American

American

American

American

American

American

 

17/03/17

16/06/17

16/06/17

16/06/17

15/12/17

16/06/17

16/06/17

17/03/17

17/03/17

17/03/17

17/03/17

17/03/17

17/03/17

16/06/17

0.64

1.32

1.33

1.36

2.83

3.04

3.07

4.79

4.85

4.87

4.89

4.91

4.93

6.20

                       

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(EUR)

Ordinary Shares





 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

(EUR)


 

 



 

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

04 October 2016

Contact name:

Tung Le

Telephone number:

020 7742 7272

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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