Source - RNS
RNS Number : 7729L
GoldmanSachs International
05 October 2016
 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ANHEUSER-BUSCH INBEV SA/NV

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMILLER PLC

(d) Date dealing undertaken:

04 October 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for SABMILLER PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary

Purchases

277,425
1,026

121.4769 EUR
100.3123 GBP

114.9497 EUR
100.3123 GBP

Ordinary

Sales

386,501
16,240

116.5500 EUR
129.1380 USD

114.9929 EUR
128.6447 USD

ADR

Purchases

60,341

128.8400 USD

128.6801 USD

ADR

Sales

60,341

128.8400 USD

128.6801 USD

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

Increasing a short position

6,285

115.7565 EUR

Ordinary

CFD

Opening a short position

7,676

115.8891 EUR

Ordinary

CFD

Reducing a short position

2,400

115.9168 EUR

Ordinary

CFD

Reducing a long position

2,770

115.9325 EUR

Ordinary

CFD

Increasing a short position

348

115.9833 EUR

Ordinary

CFD

Increasing a short position

1,615

115.9853 EUR

Ordinary

CFD

Increasing a short position

2,424

115.9859 EUR

Ordinary

CFD

Increasing a short position

598

115.9866 EUR

Ordinary

CFD

Increasing a long position

88

116.0457 EUR

Ordinary

CFD

Reducing a short position

12,800

116.0768 EUR

Ordinary

CFD

Increasing a long position

550

116.0872 EUR

Ordinary

CFD

Increasing a short position

11,496

116.1000 EUR

Ordinary

CFD

Increasing a short position

741

116.1000 EUR

Ordinary

CFD

Increasing a short position

8,777

116.1000 EUR

Ordinary

CFD

Increasing a short position

5,222

116.1000 EUR

Ordinary

CFD

Increasing a short position

7,273

116.1116 EUR

Ordinary

CFD

Increasing a short position

1,933

116.1232 EUR

Ordinary

CFD

Increasing a short position

7,586

116.1823 EUR

Ordinary

CFD

Increasing a short position

763

116.1823 EUR

Ordinary

CFD

Increasing a short position

1,791

116.4484 EUR

Ordinary

SWAP

Reducing a long position

16

115.9500 EUR

Ordinary

SWAP

Reducing a long position

2

115.9500 EUR

Ordinary

SWAP

Reducing a long position

1

115.9500 EUR

Ordinary

SWAP

Opening a long position

2

116.0000 EUR

Ordinary

SWAP

Opening a long position

21

116.0000 EUR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

ADR

Call Option / (1.00 : 100.00)

Purchasing

10 (1,000)

135.0000 USD

AMERICAN

16/12/2016

2.7700 USD

ADR

Put Option / (1.00 : 100.00)

Purchasing

44 (4,400)

105.0000 USD

AMERICAN

16/12/2016

0.6700 USD

ADR

Put Option / (1.00 : 100.00)

Purchasing

25 (2,500)

120.0000 USD

AMERICAN

21/10/2016

0.5200 USD

ADR

Put Option / (1.00 : 100.00)

Purchasing

25 (2,500)

120.0000 USD

AMERICAN

18/11/2016

2.0400 USD

ADR

Put Option / (1.00 : 100.00)

Purchasing

7 (700)

125.0000 USD

AMERICAN

18/11/2016

3.4000 USD

ADR

Put Option / (1.00 : 100.00)

Selling

25 (2,500)

120.0000 USD

AMERICAN

21/10/2016

0.5200 USD

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

05 October 2016

Contact name:

Joanna Foley and Kashif Rafiq

Telephone number:

+44(20) 7051 9996 / +44(20) 7051 0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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