Source - RNS
RNS Number : 7771L
Morgan Stanley & Co. LLC
05 October 2016
 

AMENDMENT (Section 2a)

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anheuser Busch InBev SA NV

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

03 OCTOBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADRs

 PURCHASES

 376,045

 130.4700 USD

 128.8601 USD

 ADRs

 SALES

 380,411

 130.4600 USD

 128.8601 USD

 Ordinary

 PURCHASES

 20,894

 117.2098 EUR

 115.5000 EUR

 Ordinary

 SALES

 20,894

 117.2098 EUR

 115.5000 EUR

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 ADRs

 CALL

 PURCHASE

 1,000

 135.0000

 A

 21/10/2016

 0.7100 USD

 ADRs

 CALL

 PURCHASE

 500

 135.0000

 A

 21/10/2016

 0.7300 USD

 ADRs

 CALL

 PURCHASE

 500

 135.0000

 A

 21/10/2016

 0.7300 USD

 ADRs

 PUT

 PURCHASE

 300

 105.0000

 A

 17/03/2017

 1.6000 USD

 ADRs

 CALL

 PURCHASE

 100

 130.0000

 A

 21/10/2016

 2.2500 USD

 ADRs

 CALL

 PURCHASE

 500

 130.0000

 A

 21/10/2016

 2.6000 USD

 ADRs

 PUT

 SALE

 600

 120.0000

 A

 18/11/2016

 1.8500 USD

 ADRs

 PUT

 SALE

 1,100

 120.0000

 A

 18/11/2016

 1.8500 USD

 ADRs

 PUT

 SALE

 400

 120.0000

 A

 18/11/2016

 1.8500 USD

 ADRs

 PUT

 SALE

 1,100

 120.0000

 A

 18/11/2016

 1.8500 USD

 ADRs

 PUT

 SALE

 1,100

 120.0000

 A

 18/11/2016

 1.9500 USD

 ADRs

 PUT

 SALE

 600

 120.0000

 A

 18/11/2016

 1.9500 USD

 ADRs

 PUT

 SALE

 200

 120.0000

 A

 18/11/2016

 1.9500 USD

 ADRs

 PUT

 SALE

 1,800

 120.0000

 A

 18/11/2016

 1.9500 USD

 ADRs

 PUT

 SALE

 4,800

 120.0000

 A

 18/11/2016

 1.9500 USD

 ADRs

 PUT

 SALE

 400

 120.0000

 A

 18/11/2016

 1.9500 USD

 ADRs

 PUT

 SALE

 200

 120.0000

 A

 18/11/2016

 1.9500 USD

 ADRs

 PUT

 SALE

 1,000

 120.0000

 A

 18/11/2016

 1.9500 USD

 ADRs

 PUT

 SALE

 200

 120.0000

 A

 16/12/2016

 2.7500 USD

 ADRs

 PUT

 SALE

 1,100

 120.0000

 A

 16/12/2016

 2.7500 USD

 ADRs

 PUT

 SALE

 1,400

 120.0000

 A

 16/12/2016

 2.7500 USD

 ADRs

 PUT

 SALE

 600

 120.0000

 A

 16/12/2016

 2.7500 USD

 ADRs

 PUT

 SALE

 300

 120.0000

 A

 16/12/2016

 2.7500 USD

 ADRs

 PUT

 SALE

 1,100

 120.0000

 A

 16/12/2016

 2.7500 USD

 ADRs

 PUT

 SALE

 400

 125.0000

 A

 18/11/2016

 3.2000 USD

 ADRs

 PUT

 SALE

 400

 125.0000

 A

 18/11/2016

 3.2000 USD

 ADRs

 PUT

 SALE

 200

 125.0000

 A

 18/11/2016

 3.2000 USD

 ADRs

 PUT

 SALE

 100

 125.0000

 A

 18/11/2016

 3.2000 USD

 ADRs

 PUT

 SALE

 600

 130.0000

 A

 16/12/2016

 6.7000 USD

 ADRs

 PUT

 SALE

 1,100

 130.0000

 A

 16/12/2016

 6.7000 USD

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

05 OCTOBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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